Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
- Authorised for 7 years
- Complaints covered by the Ombudsman
- No FCA actions
- 1 thing worth a closer look in the background checks
What the FCA says
Operator/depositary/trustee of a temporary recognised scheme
This is a firm that, as a result of being the operator, trustee, or depositary of a UCITS scheme set up in an EEA country that was marketed under a passport in the UK before the end of the transition period, was allowed to operate in that capacity in the UK, in relation to those UCITS schemes marketed under a passport. The UK Government established a temporary marketing permissions regime which provides a limited period of time during which firms can continue to market, in the same manner as they did before the end of the transition period, some or all of the funds they previously marketed under a passport in the UK. Accordingly, the operators, trustees and depositaries of such funds will continue to be authorised persons, with permission to operate in that capacity in the UK in respect of such funds, whilst the funds are in the temporary marketing permissions regime. Consumers doing business with this firm may wish to ask for further information from the firm about how complaints and compensation arrangements apply to UK customers. A firm based in an EEA State, may not be covered by a compensation scheme or not to the same extent as a UK authorised firm. The right to refer a matter to a dispute resolution scheme may not exist or may be more difficult for a UK customer to use. You can read more about the temporary marketing permissions regime, including details of the relevant legislation, on the FCA’s website .
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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No phone number on the FCA register
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Address
3rd floor, Skypark Business Center, 1, Avenue de l'Aéroport, L-1110 Senningerberg, -, Luxembourg
In the full report: 1 background check, 1 thing worth a closer look
- Whether - is a shared office: 180 other firms give it
Other names (1)
If you were contacted under any of these names, it is this firm.
- DMS Investment Management Services (Europe) Limited, Luxembourg Branch Former name: A name it was registered under before.
Past FCA permissions and consumer protection
- The fund, not the firmThis firm operates an overseas fund that is recognised for sale to UK investors. The fund itself is not FCA authorised, so check what protection it carries before investing.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Key dates in its history
This firm’s history from the FCA register and Companies House, newest first.
2021
27 June 2021
- Changed its registered name from "DMS Investment Management Services (Europe) Limited, Luxembourg Branch"
FCA register
2019
31 July 2019
- Status on the FCA register became "Authorised Schedule 5 - Operator of a recognised overseas scheme and a temporary recognised overseas scheme"
FCA register
Similar firms
Other firms of the same type (investment or fund manager), nearest first.
Elsewhere in the UK
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
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- 1 background check on its contact details, 1 flagged
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Frequently asked questions about this firm
Is Waystone Management Company (IE) Limited, Luxembourg Branch FCA authorised?
Is Waystone Management Company (IE) Limited, Luxembourg Branch a scam or clone?
Is my money safe with Waystone Management Company (IE) Limited, Luxembourg Branch?
Does Waystone Management Company (IE) Limited, Luxembourg Branch use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk