Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 8 years
- Protected through the principal
- No FCA actions
- Active company since 2018
- Accounts filed up to 31 March 2025
Responsible principal firm
Exception Capital LLP Reference number: 473719 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Windermere IM LLP (FRN 805629) is an AR of Exception Capital LLP (FRN 473719). When you use Windermere IM's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Windermere IM, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
-
Address
Floor 1, 160 Fleet Street, EC4A 2DQ, United Kingdom
In the full report: 2 background checks
- What kind of line 07734 678960 is
- Who else gives the postcode EC4A 2DQ
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Exception Capital LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- OC421484 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 15 March 2018 (8 years old)
- Registered office
- 19 Railway Street, Pocklington, North Yorkshire, YO42 2QR
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| RED ALLY LTD | Corporate LLP designated member | Not published | 15 Mar 2018 | None |
| TRIGFAN PARK LTD | Corporate LLP designated member | Not published | 15 Mar 2018 | None |
In the full report: every company its directors have run
- Confirmation that these 2 directors run no other company
- All 3 people who have been directors, with their dates
Filed accounts and finances
Cash at bank
£8,243
+260% from £2,292
Employees (average)
0
Same as 0
Owed within a year
£961
Up £1 from £960
The accounts for the year to 31 March 2025 do not tag turnover in a form that can be read automatically, so it is not shown. The last tagged figure is £780, for the year to 31 March 2021.
In the full report: all 6 years of accounts
- Every year from 2020 to 2025
- Every filed figure, year by year
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
Accounts filed at Companies House for company OC421484. Figures are exactly as filed; nothing is estimated.
Key dates in its history
Windermere IM’s history from the FCA register and Companies House, newest first.
2026
24 July 2026
- Woodvale Park Ltd no longer has significant control
Companies House
2018
3 April 2018
- Became an appointed representative
FCA register
15 March 2018
- Incorporated at Companies House
- Red Ally Ltd became a part-owner (25–50% of shares)
- Trigfan Park Ltd became a part-owner (25–50% of shares)
- Woodvale Park Ltd gained significant control
Companies House
Firms like Windermere IM
Other firms of the same type (investment or fund manager), nearest first.
In the Central London (EC) postcode area
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Windermere IM
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- Every company its directors have run, named
- 2 background checks on its contact details
- 6 years of accounts, charted
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk