Yates Financial Planning Ltd

Reference number: 188812

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07920 100003

  • Address

    36 Oulton Avenue, Sale, Greater Manchester, M33 2WA, United Kingdom

In the full report: 2 background checks

  • What kind of line 07920 100003 is
  • Who else gives the postcode M33 2WA
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (4 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
03653019
Company status
Active
Company type
Private limited company
Incorporated
20 October 1998 (28 years old)
Registered office
36 Oulton Avenue, Sale, M33 2WA, England
Nature of business
  • Other activities auxiliary to insurance and pension funding (SIC 66290)

Directors and company secretaries

Name Role Born Appointed Other companies
David Simon Williamson Director Nov 1966 4 Nov 1998 1 other company
Joanne Melanie Williamson Director Nov 1970 1 Dec 2023 None
David Simon Williamson Secretary Not published 13 Sep 2016 –

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other company
1
still active
1

In the full report: all 1 company, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • All 6 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 31 December 2025Small company accountsNot audited

Net assets

£39.5k

+39% from £28.4k

Cash at bank

£56.0k

+29% from £43.5k

Employees (average)

2

Same as 2

Assets and liabilities

In the full report: all 7 years of accounts

  • Every year from 2019 to 2025
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 03653019. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Yates Financial Planning’s history from the FCA register and Companies House, newest first.

Key events (6) All events (18)

2016

13 September 2016

  • David Simon Williamson took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1999

4 March 1999

  • Regulated by the Personal Investment Authority from this date

FCA register

1998

20 October 1998

  • Incorporated at Companies House

Companies House

In the full report: all 18 events

  • All 18 events in its history (6 shown here)
  • Every director appointment and resignation: 8
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Firms like Yates Financial Planning

Other firms of the same type (financial adviser), nearest first.

In Sale

Broadoak Financial Planning LtdSaleAuthorisedBuchanan & Company Financial Services LimitedSaleAuthorisedBurnett Financial Planning LtdSaleAuthorisedPhoenix Financial Advisers LimitedSaleAuthorisedPlatinum IFS LimitedSaleAuthorisedSuttons Independent Financial Advisers LimitedSaleAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Yates Financial Planning

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 1 other company its directors have run, named
  • 2 background checks on its contact details
  • 7 years of accounts, charted
  • All 18 events in its history

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Frequently asked questions about this firm

Is Yates Financial Planning Ltd FCA authorised?
Yes, Yates Financial Planning Ltd (FRN 188812) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Yates Financial Planning’s phone number?
The FCA register lists the phone number 07920 100003 for Yates Financial Planning. If you were given different contact details, use these to check with the firm before going any further.
Is Yates Financial Planning a scam or clone?
Yates Financial Planning is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Yates Financial Planning?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Yates Financial Planning to the Financial Ombudsman Service, free of charge.
Who owns Yates Financial Planning?
Companies House lists one person with significant control of Yates Financial Planning: Mr David Simon Williamson (75–100% of shares).
Who runs Yates Financial Planning?
Companies House lists 2 directors of Yates Financial Planning: David Simon Williamson and Joanne Melanie Williamson.
How long has Yates Financial Planning been in business?
The company was formed on 20 October 1998, and has held its current FCA authorisation since December 2001.
What do Yates Financial Planning’s latest accounts show?
Its latest accounts, to 31 December 2025, show net assets of £39.5k (+39% from £28.4k) and cash at bank of £56.0k (+29% from £43.5k).

Sources and links

The full report on Yates Financial Planning Ltd

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