Appointed representative
Andrew Philip Grice does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.
Responsible principal firm
St. James's Place Wealth Management Plc Reference number: 195351 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Andrew Philip Grice (FRN 657323) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Andrew Philip Grice's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Andrew Philip Grice, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
Elm Bank, Fleetwood Road, Esprick, PR4 3HJ, United Kingdom
In the full report: 3 background checks
- When fyldewealthmanagement.co.uk first appeared online, and whether it can receive email
- What kind of line 07786 998558 is
- Who else gives the postcode PR4 3HJ
Other names (1)
If you were contacted under any of these names, it is this firm.
- Fylde Wealth Management Trading name: A name it trades under now.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Key dates in its history
Andrew Philip Grice’s history from the FCA register and Companies House, newest first.
2018
12 September 2018
- Began trading as "Fylde Wealth Management"
FCA register
2014
3 December 2014
- Became an appointed representative
FCA register
Director appointments and resignations, and trading names, appear under All events.
Firms like Andrew Philip Grice
Other firms of the same type (financial adviser), nearest first.
In the Preston (PR) postcode area
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Andrew Philip Grice
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 3 background checks on its contact details
- All 2 events in its history
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Frequently asked questions about this firm
Is Andrew Philip Grice FCA authorised?
What does appointed representative mean for Andrew Philip Grice?
What is Andrew Philip Grice’s phone number and website?
Is Andrew Philip Grice a scam or clone?
Is my money safe with Andrew Philip Grice?
Does Andrew Philip Grice use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk