Brian Woodroffe

Reference number: 971462

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Introducer appointed representative

Brian Woodroffe can only introduce you to their principal, and cannot give financial advice, recommend products, or arrange deals alone.

What does this mean?
  • An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own.
  • Brian Woodroffe (FRN 971462) introduces customers to PHOENIX FINANCIAL CONSULTANTS LIMITED (FRN 539195). Any regulated advice or arranging is done by the principal, not Brian Woodroffe.
  • Example: if Brian Woodroffe refers you to a financial adviser, the advice should come from the principal firm, not from Brian Woodroffe itself.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07872 478489

  • Address

    17 Sark Drive, Birmingham, West Midlands, B36 0NU, United Kingdom

In the full report: 2 background checks

  • What kind of line 07872 478489 is
  • Who else gives the postcode B36 0NU
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Diamond Windows Trading name: A name it trades under now.

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Phoenix Financial Consultants Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Brian Woodroffe’s history from the FCA register and Companies House, newest first.

2022

8 March 2022

  • Became an introducer appointed representative
  • Began trading as "Diamond Windows"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Brian Woodroffe

Other firms of the same type (mortgage adviser or broker), nearest first.

In Birmingham

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Brian Woodroffe

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 2 events in its history

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Frequently asked questions about this firm

Is Brian Woodroffe FCA authorised?
Brian Woodroffe (FRN 971462) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does introducer appointed representative mean for Brian Woodroffe?
An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own. Brian Woodroffe (FRN 971462) introduces customers to PHOENIX FINANCIAL CONSULTANTS LIMITED (FRN 539195). Any regulated advice or arranging is done by the principal, not Brian Woodroffe. Example: if Brian Woodroffe refers you to a financial adviser, the advice should come from the principal firm, not from Brian Woodroffe itself. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Brian Woodroffe’s phone number?
The FCA register lists the phone number 07872 478489 for Brian Woodroffe. If you were given different contact details, use these to check with the firm before going any further.
Is Brian Woodroffe a scam or clone?
Brian Woodroffe is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Brian Woodroffe?
Protection works through Phoenix Financial Consultants Limited, the principal firm responsible for Brian Woodroffe's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Brian Woodroffe use any other names?
It trades as Diamond Windows.

Sources and links

The full report on Brian Woodroffe

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