Causeway Capital Management (UK) Ltd.

Reference number: 1045838

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • CAUSEWAY CAPITAL MANAGEMENT (UK) LTD. (FRN 1045838) is an AR of Robert Quinn Advisory LLP (FRN 548030). When you use CAUSEWAY CAPITAL MANAGEMENT (UK)'s services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from CAUSEWAY CAPITAL MANAGEMENT (UK), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    +1 310 231 6100

  • Address

    20 North Audley Street, Unit 1.04, London, W1K 6WE, United Kingdom

In the full report: 2 background checks

  • What kind of line +1 310 231 6100 is
  • Who else gives the postcode W1K 6WE
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Robert Quinn Advisory LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
3 October 2025 (1 year old)
Registered office
27 Old Gloucester Street, London, WC1N 3AX, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Daniel Pham Director Jul 1981 3 Oct 2025 None
ELEMENTAL COMPANY SECRETARY LIMITED Corporate secretary Not published 3 Oct 2025 –

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
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Key dates in its history

Causeway Capital Management (UK)’s history from the FCA register and Companies House, newest first.

2025

10 December 2025

  • Became an appointed representative

FCA register

3 October 2025

  • Incorporated at Companies House
  • Harold William Hartford gained significant control
  • Sarah Hotchkis Ketterer gained significant control
  • Daniel Pham appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms like Causeway Capital Management (UK)

Other firms of the same type (financial adviser), nearest first.

In London

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Causeway Capital Management (UK)

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • All 5 events in its history

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Frequently asked questions about this firm

Is Causeway Capital Management (UK) Ltd. FCA authorised?
Causeway Capital Management (UK) Ltd. (FRN 1045838) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Causeway Capital Management (UK)?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Causeway Capital Management (UK) Ltd. (FRN 1045838) is an AR of Robert Quinn Advisory LLP (FRN 548030). When you use Causeway Capital Management (UK)'s services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Causeway Capital Management (UK), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Causeway Capital Management (UK)’s phone number?
The FCA register lists the phone number +1 310 231 6100 for Causeway Capital Management (UK). If you were given different contact details, use these to check with the firm before going any further.
Is Causeway Capital Management (UK) a scam or clone?
Causeway Capital Management (UK) is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Causeway Capital Management (UK)?
Protection works through Robert Quinn Advisory LLP, the principal firm responsible for Causeway Capital Management (UK)'s regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Causeway Capital Management (UK)?
Companies House lists 2 people with significant control of Causeway Capital Management (UK): Harold William Hartford (significant influence or control) and Sarah Hotchkis Ketterer (significant influence or control).
Who runs Causeway Capital Management (UK)?
Companies House lists one director of Causeway Capital Management (UK): Daniel Pham.
How long has Causeway Capital Management (UK) been in business?
The company was formed on 3 October 2025.

Sources and links

The full report on Causeway Capital Management (UK) Ltd.

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