CG Wealth Planning Limited

Reference number: 594155

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When canaccord-wealth.com first appeared online, and whether it can receive email
  • What kind of line 020 7523 4500 is, and the 3 other firms that give it
  • Who else gives the postcode EC2V 7QR
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Other names (11)

If you were contacted under any of these names, it is this firm.

  • Canaccord Wealth Trading name
  • Canaccord Wealth Management Trading name
  • Broadstone Wealth Management Limited Former name
  • Thomas Miller Wealth Management Limited Former name
  • Adam & Co Former trading name
  • Adam & Company Former trading name
  • Adam & Company Wealth Management Former trading name
  • Adam & Co Wealth Management Former trading name
  • Broadstone Former trading name
  • Canaccord Genuity Wealth Management Former trading name
  • Thomas Miller Investment Former trading name

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (4 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
08284862
Company status
Active
Company type
Private limited company
Incorporated
7 November 2012 (13 years old)
Registered office
88 Wood Street, London, EC2V 7QR, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Matthew David Phillips Director Nov 1971 27 Oct 2014 6 other companies
Stephen Leigh Massey Director Sep 1957 5 Sep 2019 39 other companies
Jill Patricia Mcaleenan Director Dec 1950 5 Dec 2019 15 other companies
Duncan Muir Stratford Director Feb 1971 20 May 2020 1 other company
Gemma Eileen Harle Director Aug 1964 9 Oct 2023 3 other companies
David Esfandi Director Aug 1978 1 Apr 2024 11 other companies
Carla Rosaline Stent Director Feb 1971 21 Oct 2026 22 other companies

Other companies run by these 7 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
75
closed down
33
went insolvent
2

In the full report: all 75 companies, named

  • What each company does, and whether it is still trading
  • Which of these 7 directors sit on each board, and since when
  • The 2 that went into liquidation or administration
  • The 17 on the FCA register, including one no longer authorised
  • The 15 companies these 7 directors run together
  • All 24 people who have ever been directors, with their dates
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Key dates in its history

CG Wealth Planning’s history from the FCA register and Companies House, newest first.

Key events (9) All events (69)

2020

24 March 2020

  • Canaccord Genuity Wealth Group Limited took control (75–100% of shares)

Companies House

2019

3 May 2019

  • Changed its registered name from "Thomas Miller Wealth Management Limited"

FCA register

2014

8 December 2014

  • Changed its registered name from "Broadstone Wealth Management Limited"

FCA register

26 February 2014

  • FCA imposed a requirement (May control but not hold client money)

FCA register

2013

7 August 2013

  • Regulated by the FCA from this date
  • Became authorised by the FCA

FCA register · Companies House

31 March 2013

  • No longer regulated by the Financial Services Authority

FCA register

6 February 2013

  • Regulated by the Financial Services Authority from this date

FCA register

2012

7 November 2012

  • Incorporated at Companies House

Companies House

In the full report: all 69 events

  • All 69 events in its history (9 shown here)
  • Every director appointment and resignation: 43
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Firms connected to CG Wealth Planning

Other FCA-listed firms that share a director, phone number or address with CG Wealth Planning. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
5
share a director
5
share its phone number
3

In the full report: all 5 connected firms, named

  • How each is linked: shared directors (5), the same phone number (3), the same postcode (4)
  • Who links each one: the named directors, with dates
  • 6 past links through former directors
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Firms like CG Wealth Planning

Other firms of the same type (financial adviser), nearest first.

In London

Ernst & Young LLPLondonAuthorisedGallagher (Administration & Investment) LimitedLondonAuthorisedGallagher Risk & Reward LimitedLondonAuthorisedKroll Securities LtdLondonAuthorisedCambridge Mercantile Risk Management (UK) LtdLondonAuthorisedCapita Pension Solutions LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on CG Wealth Planning

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 75 other companies its directors have run, named
  • 3 background checks on its contact details, 1 flagged
  • All 69 events in its history
  • 5 connected firms, named, and who links them

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Frequently asked questions about this firm

Is CG Wealth Planning Limited FCA authorised?
Yes, CG Wealth Planning Limited (FRN 594155) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since August 2013 and works as a financial adviser. The FCA has placed a limit on what it may do.
What is CG Wealth Planning’s phone number and website?
The FCA register lists the phone number 020 7523 4500 and the website canaccord-wealth.com for CG Wealth Planning. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by 3 other FCA firms.
Is CG Wealth Planning a scam or clone?
CG Wealth Planning is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with CG Wealth Planning?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about CG Wealth Planning to the Financial Ombudsman Service, free of charge.
Who owns CG Wealth Planning?
CG Wealth Planning is owned by Canaccord Genuity Wealth Group Limited, which holds 75–100% of shares and 75–100% of votes, since 24 March 2020.
Who runs CG Wealth Planning?
Companies House lists 7 directors of CG Wealth Planning: Matthew David Phillips, Stephen Leigh Massey, Jill Patricia McAleenan, Duncan Muir Stratford, Gemma Eileen Harle, David Esfandi and 1 more.
How long has CG Wealth Planning been in business?
The company was formed on 7 November 2012, and has held its current FCA authorisation since August 2013.
Does CG Wealth Planning use any other names?
It trades as Canaccord Wealth and Canaccord Wealth Management. It has previously used 9 other names, including Broadstone Wealth Management Limited, Thomas Miller Wealth Management Limited and Adam & Co.

Sources and links

The full report on CG Wealth Planning Limited

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