Kroll Securities Ltd
Reference number: 466588
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Website
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Phone number
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Address
The News Building, Level 6, 3 London Bridge Street, London, SE1 9SG, United Kingdom
In the full report: 3 background checks, 1 thing worth a closer look
- When kroll.com first appeared online, and whether it can receive email
- What kind of line 020 7089 0927 is
- Whether SE1 9SG is a shared office: 32 other firms give it
Other names (2)
If you were contacted under any of these names, it is this firm.
- Duff and Phelps Securities Limited Former name: A name it was registered under before.
- Duff & Phelps Securities Ltd. Former name: A name it was registered under before.
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (4 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Making arrangements with a view to transactions in investments
Limits on what they may do
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Retail clients limited to corporate finance only
The firm must not conduct any business with Retail clients other than corporate finance business.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 06029386 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 14 December 2006 (19 years old)
- Registered office
- 7 Albemarle Street, London, W1S 4HQ
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Patrick Michael Puzzuoli | Director | Jun 1970 | 11 Sep 2013 | None |
| Julie Pearce | Director | Sep 1971 | 9 Jul 2019 | 6 other companies |
| Nicolas Edward James Inman | Director | Dec 1976 | 15 Jun 2023 | None |
| Dafydd Rhys Evans | Director | Nov 1971 | 21 May 2024 | 2 other companies |
| CITCO MANAGEMENT (UK) LIMITED | Corporate secretary | Not published | 28 Nov 2013 | – |
| Christopher Cochrane Matteson | Secretary | Not published | 5 Jun 2026 | – |
Other companies run by these 4 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 8
- still active
- 8
- is FCA-registered
- 1
In the full report: all 8 companies, named
- What each company does, and whether it is still trading
- Which of these 4 directors sit on each board, and since when
- Any that went into liquidation or administration
- The one on the FCA register
- All 17 people who have ever been directors, with their dates
Filed accounts and finances
Turnover
£10.3m
<1% from £10.3m
Profit before tax
£2.29m
+30% from £1.77m
Total equity
£24.0m
+11% from £21.6m
Cash at bank
£477k
−21% from £604k
Turnover and profit
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
Accounts filed at Companies House for company 06029386. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.
Key dates in its history
Kroll Securities’s history from the FCA register and Companies House, newest first.
2026
14 September 2026
- Changed its registered name from "KROLL SECURITIES LTD."
FCA register
2022
5 January 2022
- Changed its registered name from "Duff & Phelps Securities Ltd."
FCA register
2017
17 July 2017
- FCA imposed a requirement (Retail clients limited to corporate finance only)
FCA register
30 May 2017
- Changed its registered name from "Duff and Phelps Securities Limited"
FCA register
2016
11 August 2016
- Kroll International (UK) Limited took control (75–100% of shares)
Companies House
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2007
5 December 2007
- Regulated by the Financial Services Authority from this date
- Became authorised by the FCA
FCA register
2006
14 December 2006
- Incorporated at Companies House
Companies House
In the full report: all 42 events
- All 42 events in its history (9 shown here)
- Every director appointment and resignation: 30
Firms connected to Kroll Securities
Other FCA-listed firms that share a director, phone number or address with Kroll Securities. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- share a director
- 1
- share its postcode
- 1
In the full report: the connected firm, named
- How it is linked: shared directors (1), the same postcode (1)
- Who links it to this firm: the named directors, with dates
Firms like Kroll Securities
Other firms of the same type (financial adviser), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Kroll Securities
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 8 other companies its directors have run, named
- 3 background checks on its contact details, 1 flagged
- All 42 events in its history
- 1 connected firm, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk