Piper Sandler Ltd.

Reference number: 191657

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Scammers have impersonated this firm. The FCA has published 1 warning naming the fake phone numbers, emails and websites they used. See the warnings →

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When pipersandler.com first appeared online, and whether it can receive email
  • What kind of line 020 7796 8400 is
  • Who else gives the postcode EC2V 7AD
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Other names (3)

If you were contacted under any of these names, it is this firm.

  • Piper Jaffray Ltd Former name
  • U.S. Bancorp Piper Jaffray Capital Markets Ltd Former name
  • U.S. Bancorp Piper Jaffray Securities Ltd Former name

Warning

Scammers have impersonated this firm

Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.

Fake phone numbers (2)
  • 020 7117 2684
  • 020 7117 2919
Fake email addresses (2)
  • admin@piperjaffrayuk.com
  • info@piperjaffrayeurope.com
The FCA warning these came from

Scammers change these details often. Always check the live FCA warning.

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (3 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

The clone warnings above are scammers using this firm's name, not something the firm has done.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
03846990
Company status
Active
Company type
Private limited company
Incorporated
23 September 1999 (27 years old)
Registered office
2 Gresham Street, 6th Floor, London, EC2V 7AD, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Debbra Lynn Schoneman Director Apr 1968 5 Apr 2004 1 other company
Kirk Ewan Mcintosh Director May 1970 15 Apr 2020 6 other companies
James Baker Director Jan 1968 15 Apr 2020 None
Nicholas John Dalgarno Director May 1972 14 Jul 2021 1 other company
Brent Douglas Robbins Director Aug 1970 17 Jan 2024 None
Katherine Patricia Clune Director Apr 1980 18 Apr 2024 None
James Grant Secretary Not published 10 Apr 2013 –

Other companies run by these 6 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
8
closed down
6
still active
2

In the full report: all 8 companies, named

  • What each company does, and whether it is still trading
  • Which of these 6 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • All 29 people who have ever been directors, with their dates
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Key dates in its history

Piper Sandler’s history from the FCA register and Companies House, newest first.

Key events (10) All events (64)

2020

6 January 2020

  • Changed its registered name from "Piper Jaffray Ltd"

FCA register

2016

12 August 2016

  • Piper Sandler Companies took control (75–100% of shares)

Companies House

11 August 2016

  • FCA warned the public about a scam impersonating this firm

FCA warning list

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2004

5 January 2004

  • Changed its registered name from "U.S. Bancorp Piper Jaffray Capital Markets Ltd"

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1 October 2001

  • Changed its registered name from "U.S. Bancorp Piper Jaffray Securities Ltd"

FCA register

2000

3 May 2000

  • Regulated by the Securities and Futures Authority from this date

FCA register

1999

23 September 1999

  • Incorporated at Companies House

Companies House

In the full report: all 64 events

  • All 64 events in its history (10 shown here)
  • Every director appointment and resignation: 50
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Firms like Piper Sandler

Other firms of the same type (financial adviser), nearest first.

In London

Ernst & Young LLPLondonAuthorisedGallagher (Administration & Investment) LimitedLondonAuthorisedGallagher Risk & Reward LimitedLondonAuthorisedKroll Securities LtdLondonAuthorisedCambridge Mercantile Risk Management (UK) LtdLondonAuthorisedCapita Pension Solutions LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Piper Sandler

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 8 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 64 events in its history

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Frequently asked questions about this firm

Is Piper Sandler Ltd. FCA authorised?
Yes, Piper Sandler Ltd. (FRN 191657) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Piper Sandler’s phone number and website?
The FCA register lists the phone number 020 7796 8400 and the website pipersandler.com for Piper Sandler. If you were given different contact details, use these to check with the firm before going any further.
Is Piper Sandler a scam or clone?
Scammers have impersonated Piper Sandler: the FCA has published a warning about fake versions of it, using contact details that are not the firm's. Only trust the details the FCA register gives for Piper Sandler, shown on this page.
Is my money safe with Piper Sandler?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Piper Sandler to the Financial Ombudsman Service, free of charge.
Who owns Piper Sandler?
Piper Sandler is owned by Piper Sandler Companies, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 12 August 2016.
Who runs Piper Sandler?
Companies House lists 6 directors of Piper Sandler: Debbra Lynn Schoneman, Kirk Ewan McIntosh, James Baker, Nicholas John Dalgarno, Brent Douglas Robbins and Katherine Patricia Clune.
How long has Piper Sandler been in business?
The company was formed on 23 September 1999, and has held its current FCA authorisation since December 2001.
Does Piper Sandler use any other names?
It has previously used 3 other names: Piper Jaffray Ltd, U.S. Bancorp Piper Jaffray Capital Markets Ltd and U.S. Bancorp Piper Jaffray Securities Ltd.

Sources and links

The full report on Piper Sandler Ltd.

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