Charterhouse Independent Financial Advisors LLP: FCA regulated?

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Authorised for 19 years
Your funds are protected by FSCS
No FCA actions
Active company since 2006
Accounts filed up to 31 March 2024
1 thing worth a closer look in the background checks

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Website

charterhouseifallp.com (opens in a new tab)
Phone number

07778 638062
Address

120 New Cavendish Street, London, W1W 6XX, United Kingdom

In the full report: 3 background checks, 1 thing worth a closer look

When charterhouseifallp.com first appeared online, and whether it can receive email
What kind of line 07778 638062 is
Who else gives the postcode W1W 6XX

FCA permissions and consumer protection

Give regulated advice FSCS may apply
A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Manage or trade investments FSCS may apply
Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Sell or arrange insurance FSCS may apply
Eligible insurance claims may be FSCS-protected, often 90%, or 100% for compulsory or long-term cover.
Advise on or arrange mortgages · Arrange equity release FSCS may apply
Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
Lend or arrange credit No FSCS cover
Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Show FCA detail (14 permissions)

Acting as a CBTL advisor
Acting as a CBTL arranger
Advising on investments (except on Pension Transfers and Pension Opt Outs)
Advising on Pension Transfers and Pension Opt Outs
Advising on regulated mortgage contracts
Arranging (bringing about) deals in investments
Arranging (bringing about) regulated mortgage contracts
Assisting in the administration and performance of a contract of insurance
Credit Broking
Dealing in investments as agent
Debt-counselling
Making arrangements with a view to a home reversion plan
Making arrangements with a view to regulated mortgage contracts
Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: OC318953 (opens Companies House in a new tab)
Company status: Active
Company type: Limited liability partnership
Incorporated: 6 April 2006 (20 years old)
Registered office: Level 5a Maple House, 149 Tottenham Court Road, London, W1T 7NF, United Kingdom

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Hugh Edward Wallace	LLP designated member	Jul 1964	6 Apr 2006	3 other companies
Martin Keith Dilke-Wing	LLP designated member	Dec 1959	17 Dec 2012	3 other companies

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies: 6
closed down: 5
is FCA-registered: 1

In the full report: all 6 companies, named

What each company does, and whether it is still trading
Which of these 2 directors sit on each board, and since when
Any that went into liquidation or administration
The one on the FCA register
All 7 people who have ever been directors, with their dates

Filed accounts and finances

9 months to 31 March 2024Full accountsNot audited

Employees (average)

1

Same as 1

In the full report: all 5 years of accounts

Every year from 2020 to 2024
Every filed figure, year by year

About these figures

Turnover: Money taken from sales in the year, before any costs.
Profit before tax: What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity: Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities: Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank: Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year: Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company OC318953. Figures are exactly as filed; nothing is estimated.

Key dates in its history

This firm’s history from the FCA register and Companies House, newest first.

Key events (5) All events (20)

2016

6 April 2016

Hugh Edward Wallace became a part-owner (25–50% of shares)

Companies House

2013

1 April 2013

Regulated by the FCA from this date

FCA register

2006

1 November 2006

Regulated by the Financial Services Authority from this date
Became authorised by the FCA

FCA register

6 April 2006

Incorporated at Companies House

Companies House

In the full report: all 20 events

All 20 events in its history (5 shown here)
Every director appointment and resignation: 12

Connected firms

Other FCA-listed firms that share a director, phone number or address with this firm. A link shows who the firm is tied to, not whether either can be trusted.

past link: 1

In the full report: all 0 connected firms, named

1 past link through former directors

Similar firms

Other firms of the same type (financial adviser), nearest first.

In London

Ernst & Young LLPLondonAuthorised Gallagher (Administration & Investment) LimitedLondonAuthorised Gallagher Risk & Reward LimitedLondonAuthorised Kroll Securities LtdLondonAuthorised Cambridge Mercantile Risk Management (UK) LtdLondonAuthorised Capita Pension Solutions LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on this firm

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

6 other companies its directors have run, named
3 background checks on its contact details, 1 flagged
5 years of accounts, charted
All 20 events in its history

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Frequently asked questions about this firm

Is Charterhouse Independent Financial Advisors LLP FCA authorised?

Yes, Charterhouse Independent Financial Advisors LLP (FRN 453778) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since November 2006 and works as a financial adviser. The FCA has placed no limits on its permissions.

What is Charterhouse Independent Financial Advisors’ phone number and website?

The FCA register lists the phone number 07778 638062 and the website charterhouseifallp.com for Charterhouse Independent Financial Advisors. If you were given different contact details, use these to check with the firm before going any further.

Is Charterhouse Independent Financial Advisors a scam or clone?

Charterhouse Independent Financial Advisors is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with Charterhouse Independent Financial Advisors?

Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Charterhouse Independent Financial Advisors to the Financial Ombudsman Service, free of charge.

Who owns Charterhouse Independent Financial Advisors?

Companies House lists one person with significant control of Charterhouse Independent Financial Advisors: Mr Hugh Edward Wallace (25–50% of votes).

Who runs Charterhouse Independent Financial Advisors?

Companies House lists 2 directors of Charterhouse Independent Financial Advisors: Hugh Edward Wallace and Martin Keith Dilke-Wing.

How long has Charterhouse Independent Financial Advisors been in business?

The company was formed on 6 April 2006, and has held its current FCA authorisation since November 2006.

What do Charterhouse Independent Financial Advisors’ latest accounts show?