Daly, Hoggett & Co

Reference number: 103677

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Authorised by the FCA

Daly, Hoggett & Co is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When dalyhoggett.co.uk first appeared online, and whether it can receive email
  • What kind of line 020 7637 7906 is
  • Who else gives the postcode W1T 3HS
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

Limits on what they may do

  • DERIVATIVES using permitted third party only
    The firm must not engage in a PERMITTED ACTIVITY in respect of DERIVATIVES except through a PERMITTED THIRD PARTY and, in the case of advice, the PERMITTED THIRD PARTY is an INDEPENDENT INTERMEDIARY
  • Only rights to/interests in permitted investments
    The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
  • May hold/control client money if rebated commission
    The general requirement not to hold or control CLIENT MONEY does not apply if the CLIENT MONEY arises from an agreement under which commission is rebated to the client.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Daly, Hoggett & Co’s history from the FCA register and Companies House, newest first.

Key events (7) All events (10)

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2002

22 March 2002

  • FCA imposed a requirement (DERIVATIVES using permitted third party only)
  • FCA imposed a requirement (May hold/control client money if rebated commission)
  • FCA imposed a requirement (Only rights to/interests in permitted investments)

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Supervised by The Institute of Chartered Accountants in England and Wales from this date
  • Became authorised by the FCA

FCA register

In the full report: all 10 events

  • All 10 events in its history (7 shown here)
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Firms like Daly, Hoggett & Co

Other firms of the same type (financial adviser), nearest first.

In London

Ernst & Young LLPLondonAuthorisedGallagher (Administration & Investment) LimitedLondonAuthorisedGallagher Risk & Reward LimitedLondonAuthorisedKroll Securities LtdLondonAuthorisedCambridge Mercantile Risk Management (UK) LtdLondonAuthorisedCapita Pension Solutions LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Daly, Hoggett & Co

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details
  • All 10 events in its history

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Frequently asked questions about this firm

Is Daly, Hoggett & Co FCA authorised?
Yes, Daly, Hoggett & Co (FRN 103677) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as a financial adviser. The FCA has placed 3 limits on what it may do.
What is Daly, Hoggett & Co’s phone number and website?
The FCA register lists the phone number 020 7637 7906 and the website dalyhoggett.co.uk for Daly, Hoggett & Co. If you were given different contact details, use these to check with the firm before going any further.
Is Daly, Hoggett & Co a scam or clone?
Daly, Hoggett & Co is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Daly, Hoggett & Co?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Daly, Hoggett & Co to the Financial Ombudsman Service, free of charge.

Sources and links

The full report on Daly, Hoggett & Co

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