Appointed representative
David ARR does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.
Responsible principal firm
AFS Compliance Ltd Reference number: 625035 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- David ARR (FRN 672821) is an AR of AFS Compliance Ltd (FRN 625035). When you use David ARR's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from David ARR, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
-
No website on the FCA register
-
Phone number
-
Address
4 Hartpury Close, Broomhall, Worcester, Worcestershire, WR5 2SU, United Kingdom
In the full report: 2 background checks
- What kind of line 01905 382048 is, and the other firm that gives it
- Who else gives the postcode WR5 2SU
Other names (3)
If you were contacted under any of these names, it is this firm.
- Asset Finance Solutions Trading name: A name it trades under now.
- First Finance Group Partners Trading name: A name it trades under now.
- First Finance Midlands Trading name: A name it trades under now.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through AFS Compliance Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Key dates in its history
David ARR’s history from the FCA register and Companies House, newest first.
2015
20 February 2015
- Became an appointed representative
FCA register
In the full report: all 4 events
- All 4 events in its history (1 shown here)
Firms connected to David ARR
Other FCA-listed firms that share a director, phone number or address with David ARR. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- share its phone number
- 1
- share its postcode
- 1
In the full report: the connected firm, named
- How it is linked: the same phone number (1), the same postcode (1)
- Who links it to this firm: the named directors, with dates
Firms like David ARR
Other firms of the same type (mortgage adviser or broker), nearest first.
In Worcester
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on David ARR
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 2 background checks on its contact details
- All 4 events in its history
- 1 connected firm, named, and who links them
Instant PDF One-off payment Secure checkout by Stripe
Frequently asked questions about this firm
Is David ARR FCA authorised?
What does appointed representative mean for David ARR?
What is David ARR’s phone number?
Is David ARR a scam or clone?
Is my money safe with David ARR?
Does David ARR use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk