David Hannon

Reference number: 415103

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Appointed representative

David Hannon does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • David Hannon (FRN 415103) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use David Hannon's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from David Hannon, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When davidhannonwealthmanagement.co.uk first appeared online, and whether it can receive email
  • What kind of line 020 7638 2400 is, and the 10 other firms that give it
  • Whether EC3V 9BQ is a shared office: 222 other firms give it
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Firms connected to David Hannon

Other FCA-listed firms that share a director, phone number or address with David Hannon. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
share its phone number
2
share its postcode
2

In the full report: all 2 connected firms, named

  • How each is linked: the same phone number (2), the same postcode (2)
  • Who links each one: the named directors, with dates
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Firms like David Hannon

Other firms of the same type (financial adviser), nearest first.

In London

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on David Hannon

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details, 1 flagged
  • 2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is David Hannon FCA authorised?
David Hannon (FRN 415103) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for David Hannon?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. David Hannon (FRN 415103) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use David Hannon's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from David Hannon, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is David Hannon’s phone number and website?
The FCA register lists the phone number 020 7638 2400 and the website davidhannonwealthmanagement.co.uk for David Hannon. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by 10 other FCA firms.
Is David Hannon a scam or clone?
David Hannon is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with David Hannon?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for David Hannon's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Sources and links

The full report on David Hannon

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