Dean Stevens Wealth Management
Reference number: 736741
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Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
St. James's Place Wealth Management Plc Reference number: 195351 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Dean Stevens Wealth Management (FRN 736741) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Dean Stevens Wealth Management's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Dean Stevens Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
The Athenaeum, Kimberley Place, Falmouth, Cornwall, TR11 3QL, United Kingdom
In the full report: 3 background checks
- When deanstevenswm.co.uk first appeared online, and whether it can receive email
- What kind of line 01326 617160 is
- Who else gives the postcode TR11 3QL
Other names (2)
If you were contacted under any of these names, it is this firm.
- Dean Stevens Former name: A name it was registered under before.
- Dean Stevens Wealth Management Ltd Former name: A name it was registered under before.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Key dates in its history
Dean Stevens Wealth Management’s history from the FCA register and Companies House, newest first.
2020
24 September 2020
- Stopped trading as "Dean Stevens Wealth Management"
FCA register
2017
16 March 2017
- Changed its registered name from "Dean Stevens Wealth Management Ltd"
- Began trading as "Dean Stevens Wealth Management"
FCA register
23 February 2017
- Changed its registered name from "Dean Stevens"
FCA register
2016
15 February 2016
- Became an appointed representative
FCA register
Director appointments and resignations, and trading names, appear under All events.
Firms connected to Dean Stevens Wealth Management
Other FCA-listed firms that share a director, phone number or address with Dean Stevens Wealth Management. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- share its postcode
- 1
In the full report: the connected firm, named
- How it is linked: the same postcode (1)
- Who links it to this firm: the named directors, with dates
Firms like Dean Stevens Wealth Management
Other firms of the same type (financial adviser), nearest first.
In Falmouth
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Dean Stevens Wealth Management
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 3 background checks on its contact details
- All 5 events in its history
- 1 connected firm, named, and who links them
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Frequently asked questions about this firm
Is Dean Stevens Wealth Management FCA authorised?
What does appointed representative mean for Dean Stevens Wealth Management?
What is Dean Stevens Wealth Management’s phone number and website?
Is Dean Stevens Wealth Management a scam or clone?
Is my money safe with Dean Stevens Wealth Management?
Does Dean Stevens Wealth Management use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk