Fardini Wealth Management Limited

Reference number: 579299

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Fardini Wealth Management Limited (FRN 579299) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Fardini Wealth Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Fardini Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When fardiniwm.co.uk first appeared online, and whether it can receive email
  • What kind of line 07872 325524 is
  • Whether EC3V 9BQ is a shared office: 222 other firms give it
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Other names (3)

If you were contacted under any of these names, it is this firm.

  • Alexander Fardini Former name
  • Alex S Fardini Wealth Management Limited Former name
  • Fardini Wealth Management LLP Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
08971994
Company status
Active
Company type
Private limited company
Incorporated
2 April 2014 (12 years old)
Registered office
The Chimney's, 9 Mears Ashby Road, Earls Barton, Northamptonshire, NN6 0HQ, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Alexander Sohail Fardini Director Aug 1981 2 Apr 2014 None

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
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Filed accounts and finances

Year to 31 March 2025Micro-entity accountsNot audited

Net assets

£14.7k

−75% from £57.7k

Employees (average)

1

Same as 1

Owed within a year

£140k

+23% from £114k

Assets and liabilities

In the full report: all 7 years of accounts

  • Every year from 2019 to 2025
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 08971994. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Fardini Wealth Management’s history from the FCA register and Companies House, newest first.

Key events (6) All events (9)

2016

1 June 2016

  • Alexander Sohail Fardini took control (75–100% of shares)

Companies House

2014

3 September 2014

  • Changed its registered name from "Alex S Fardini Wealth Management Limited"

FCA register

30 July 2014

  • Changed its registered name from "Fardini Wealth Management LLP"

FCA register

2 April 2014

  • Incorporated at Companies House

Companies House

2012

29 June 2012

  • Changed its registered name from "Alexander Fardini"

FCA register

11 April 2012

  • Became an appointed representative

FCA register

In the full report: all 9 events

  • All 9 events in its history (6 shown here)
  • Every director appointment and resignation: 1
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Firms like Fardini Wealth Management

Other firms of the same type (financial adviser), nearest first.

In London

SIX Financial Information UK LimitedLondonAppointed representativeBarrenjoey Investment Management (UK) LimitedLondonAppointed representativeMoonfare UK LimitedLondonAppointed representativeAlpha FX Institutional LimitedLondonAppointed representativeLCP Capital Solutions LimitedLondonAppointed representativeBrighton Park Capital UK LimitedLondonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Fardini Wealth Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details, 1 flagged
  • 7 years of accounts, charted
  • All 9 events in its history

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Frequently asked questions about this firm

Is Fardini Wealth Management Limited FCA authorised?
Fardini Wealth Management Limited (FRN 579299) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Fardini Wealth Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Fardini Wealth Management Limited (FRN 579299) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Fardini Wealth Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Fardini Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Fardini Wealth Management’s phone number and website?
The FCA register lists the phone number 07872 325524 and the website fardiniwm.co.uk for Fardini Wealth Management. If you were given different contact details, use these to check with the firm before going any further.
Is Fardini Wealth Management a scam or clone?
Fardini Wealth Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Fardini Wealth Management?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Fardini Wealth Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Fardini Wealth Management?
Companies House lists one person with significant control of Fardini Wealth Management: Mr Alexander Sohail Fardini (75–100% of shares).
Who runs Fardini Wealth Management?
Companies House lists one director of Fardini Wealth Management: Alexander Sohail Fardini.
How long has Fardini Wealth Management been in business?
The company was formed on 2 April 2014.
What do Fardini Wealth Management’s latest accounts show?
Its latest accounts, to 31 March 2025, show net assets of £14.7k (−75% from £57.7k).
Does Fardini Wealth Management use any other names?
It has previously used 3 other names: Alexander Fardini, Alex S Fardini Wealth Management Limited and Fardini Wealth Management LLP.

Sources and links

The full report on Fardini Wealth Management Limited

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