Appointed representative
Faris Nori does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.
- Appointed for 15 years
- Protected through the principal
- No FCA actions
- 1 thing worth a closer look in the background checks
Responsible principal firm
St. James's Place Wealth Management Plc Reference number: 195351 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Faris Nori (FRN 550739) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Faris Nori's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Faris Nori, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
116 Brompton Road, Knightsbridge, London, SW3 1JJ, United Kingdom
In the full report: 3 background checks, 1 thing worth a closer look
- When farisnori.co.uk first appeared online, and whether it can receive email
- What kind of line 020 8042 6244 is, and the other firm that gives it
- Whether SW3 1JJ is a shared office: 116 other firms give it
FCA permissions and consumer protection
- Protection through the principal firmProtection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Firms like Faris Nori
Other firms of the same type (financial adviser), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Faris Nori
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 3 background checks on its contact details, 1 flagged
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Frequently asked questions about this firm
Is Faris Nori FCA authorised?
What does appointed representative mean for Faris Nori?
What is Faris Nori’s phone number and website?
Is Faris Nori a scam or clone?
Is my money safe with Faris Nori?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk