Harris Williams & Co. Ltd

Reference number: 540892

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When harriswilliams.com first appeared online, and whether it can receive email
  • What kind of line 020 7518 8900 is
  • Who else gives the postcode W1K 5JL
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (3 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
17 November 2009 (16 years old)
Registered office
13th Floor One Angel Court, London, EC2R 7HJ, United Kingdom
Nature of business
  • Other business support service activities not elsewhere classified (SIC 82990)

Directors and company secretaries

Name Role Born Appointed Other companies
Thierry Camille Monjauze Director Apr 1972 17 Nov 2009 None
Paul Thomas Poggi Director May 1967 17 Nov 2009 1 other company
Edward Ian Arkus Director Aug 1974 10 Mar 2020 3 other companies
TMF CORPORATE ADMINISTRATION SERVICES LIMITED Corporate secretary Not published 31 Dec 2010 –

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
4
closed down
1
is FCA-registered
1

In the full report: all 4 companies, named

  • What each company does, and whether it is still trading
  • Which of these 3 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
  • All 9 people who have ever been directors, with their dates
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Key dates in its history

Harris Williams & Co.’s history from the FCA register and Companies House, newest first.

2016

6 April 2016

  • Pnc Financial Services Group, Inc took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2012

3 January 2012

  • Became authorised by the FCA

FCA register

2011

16 September 2011

  • Regulated by the Financial Services Authority from this date

FCA register

2009

17 November 2009

  • Incorporated at Companies House

Companies House

In the full report: all 23 events

  • All 23 events in its history (5 shown here)
  • Every director appointment and resignation: 15
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Firms connected to Harris Williams & Co.

Other FCA-listed firms that share a director, phone number or address with Harris Williams & Co.. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share a director
1
share its postcode
4

In the full report: all 4 connected firms, named

  • How each is linked: shared directors (1), the same postcode (4)
  • Who links each one: the named directors, with dates
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Firms like Harris Williams & Co.

Other firms of the same type (financial adviser), nearest first.

In London

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Harris Williams & Co.

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 4 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 23 events in its history
  • 4 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Harris Williams & Co. Ltd FCA authorised?
Yes, Harris Williams & Co. Ltd (FRN 540892) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since January 2012 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Harris Williams & Co.’s phone number and website?
The FCA register lists the phone number 020 7518 8900 and the website harriswilliams.com for Harris Williams & Co.. If you were given different contact details, use these to check with the firm before going any further.
Is Harris Williams & Co. a scam or clone?
Harris Williams & Co. is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Harris Williams & Co.?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Harris Williams & Co. to the Financial Ombudsman Service, free of charge.
Who owns Harris Williams & Co.?
Harris Williams & Co. is owned by Pnc Financial Services Group, Inc, which holds 75–100% of shares, since 6 April 2016.
Who runs Harris Williams & Co.?
Companies House lists 3 directors of Harris Williams & Co.: Thierry Camille Monjauze, Paul Thomas Poggi and Edward Ian Arkus.
How long has Harris Williams & Co. been in business?
The company was formed on 17 November 2009, and has held its current FCA authorisation since January 2012.

Sources and links

The full report on Harris Williams & Co. Ltd

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