Authorised, but in an insolvency process
This firm is under the control of insolvency practitioners and may have stopped taking on new business. If you are or were a customer, deal with the appointed office holders rather than the firm.
- No FCA actions
- Accounts filed up to 5 April 2025
- Company: in liquidation
- Confirmation statement is overdue at Companies House
- Its whole board of directors changed in October 2024
What the FCA says
ATTENTION - Firm in an insolvency process
This firm is in an insolvency process. It is under the control of the appointed insolvency office holder(s) and may have stopped taking on new business. It has to continue to meet our standards in line with its regulatory status, including when dealing with its customers. If you are/were a customer check how this affects you with the firm or the appointed insolvency office holder(s).
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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No phone number on the FCA register
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Address
Dina Devalia and Tom Parish, QUANTUMA ADVISORY, 7th Floor, 20 St Andrew Street, London, EC4A 3AG, United Kingdom
In the full report: 1 background check
- Who else gives the postcode EC4A 3AG
Past FCA permissions and consumer protection
- In an insolvency processMoney the firm held is returned through the appointed office holders, which takes time and can fall short. The FSCS covers eligible claims up to its limits, and the Ombudsman can still look at a complaint.
Show FCA detail (4 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Making arrangements with a view to transactions in investments
Limits on the record
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Restriction on regulated activities and assets
RESTRICTION ON REGULATED ACTIVITIES 1. The Firm must not, without prior written consent of the FCA, carry out any regulated activities for which it has Part 4A permission. ASSETS RESTRICTION 2. The Firm must not, without the prior written consent of the FCA, in any way dispose of, withdraw, transfer, deal with or diminish the value of any of its own assets, and any funds it holds for, or to the order of, its customers (whether in the United Kingdom or elsewhere). 3. The Firm must ensure that all relevant funds are appropriately ringfenced in a designated client money account or accounts. For the avoidance of doubt, if this requires a transfer between accounts, this must be done with the prior written consent of the FCA. 4. Paragraph 2 does not apply to monetary payments or the disposal of assets made by the Firm in the ordinary course of business, amounting to no more than £5,000 whether as a single transaction or a combination of related transactions. The following payments shall not be regarded as payments in the ordinary course of business: * Payments of unusual or significant amounts to the Firm/s controllers, shareholders, directors, officers, employees or any connected persons. * The making of any capital distribution. * The making of any gift or loan by the Firm to any party. * Payments made as part of any financial restructuring or reorganisation of its business (whether share or asset based). 5. Paragraph 2 also does not apply to: * Transactions giving effect to instructions initiated by customers. * Payments of funds to the Firm’s suppliers or other relevant third parties in the ordinary course of business and in satisfaction of the Firm’s contractual and legal obligations. * Usual and proper salary payments made by the Firm. NOTIFICATION REQUIREMENTS 6. The Firm must, within 5 working days of the effective date, notify in writing all customers of the imposition and effect of these Requirement(s) in a form to be agreed in advance with the FCA. 7. Within 2 working days of the effective date, the Firm must publish in a prominent place on its website https://hdhifa.com/ a notice setting out the terms and effects of these Requirement(s) in a form to be agreed in advance with the FCA. 8. The Firm must provide written confirmation to the FCA that it is in compliance with these Requirements within 5 working days of the effective date, until such time as it is notified in writing by the FCA that it may cease to do so.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
Concerns on the company record
- Companies House records this company in liquidation, but it is still authorised on the FCA register.
- Confirmation statement is overdue at Companies House.
- This company has insolvency history on record.
- Company name
- HDH INVESTMENT SERVICES LTD
- Company number
- 09493238 (opens Companies House in a new tab)
- Company status
- Liquidation
- Company type
- Private limited company
- Incorporated
- 17 March 2015 (11 years old)
- Registered office
- C/O Quantuma Advisory Limited 7th Floor 20, St. Andrew Street, London, EC4A 3AG
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Richard Bugg | Director | Sep 1956 | 15 Apr 2025 | None |
In the full report: every company its directors have run
- Confirmation that its director runs no other company
- All 4 people who have been directors, with their dates
Filed accounts and finances
Net assets
£61.5k
+74% from £35.3k
Cash at bank
£21.0k
+84% from £11.4k
Employees (average)
3
+50% from 2
Assets and liabilities
In the full report: all 6 years of accounts
- Every year from 2020 to 2025
- The chart, over every year
- Every filed figure, year by year
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
There is no turnover or profit: small companies do not have to publish them.
Accounts filed at Companies House for company 09493238. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.
Key dates in its history
HDH Investment Services’s history from the FCA register and Companies House, newest first.
2026
20 January 2026
- FCA imposed a requirement (Restriction on regulated activities and assets)
FCA register
2024
23 October 2024
- Board replaced: its only director left and a new director took over
Companies House
14 February 2024
- Helen Elizabeth Rodwell stopped being a part-owner
- Thamesgate Capital Limited took control (75–100% of shares)
- Timothy John Rodwell stopped being a part-owner
Companies House
2016
1 July 2016
- Regulated by the FCA from this date
- Became authorised by the FCA
FCA register
6 April 2016
- Helen Elizabeth Rodwell became a part-owner (25–50% of shares)
- Timothy John Rodwell became a part-owner (25–50% of shares)
Companies House
2015
17 March 2015
- Incorporated at Companies House
Companies House
In the full report: all 21 events
- All 21 events in its history (10 shown here)
- Every director appointment and resignation: 9
Firms like HDH Investment Services
Other firms of the same type (financial adviser), nearest first.
In London
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Get the full report on HDH Investment Services
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- Every company its directors have run, named
- 1 background check on its contact details
- 6 years of accounts, charted
- All 21 events in its history
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Report a scam to the FCA fca.org.uk