Helen Rogers

Reference number: 611723

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Appointed representative

Helen Rogers does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Helen Rogers (FRN 611723) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Helen Rogers's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Helen Rogers, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    020 8042 0267

  • Address

    116 Brompton Road, Knightsbridge, London, SW3 1JJ, United Kingdom

In the full report: 2 background checks, 1 thing worth a closer look

  • What kind of line 020 8042 0267 is
  • Whether SW3 1JJ is a shared office: 116 other firms give it
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Firms like Helen Rogers

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In London

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Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Helen Rogers

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details, 1 flagged

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Frequently asked questions about this firm

Is Helen Rogers FCA authorised?
Helen Rogers (FRN 611723) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Helen Rogers?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Helen Rogers (FRN 611723) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Helen Rogers's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Helen Rogers, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Helen Rogers’ phone number?
The FCA register lists the phone number 020 8042 0267 for Helen Rogers. If you were given different contact details, use these to check with the firm before going any further.
Is Helen Rogers a scam or clone?
Helen Rogers is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Helen Rogers?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Helen Rogers's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Sources and links

The full report on Helen Rogers

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