Lumaca Capital Limited

Reference number: 804025

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

LEELA REGULATORY SOLUTIONS LIMITED Reference number: 845185 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Lumaca Capital Limited (FRN 804025) is an AR of LEELA REGULATORY SOLUTIONS LIMITED (FRN 845185). When you use Lumaca Capital's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Lumaca Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When lumacacapital.com first appeared online, and whether it can receive email
  • What kind of line 07717 533073 is
  • Whether WC2H 9JQ is a shared office: 186 other firms give it
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Leela Regulatory Solutions Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
10994492
Company status
Active
Company type
Private limited company
Incorporated
3 October 2017 (9 years old)
Registered office
71-75 Shelton Street, Covent Garden, London, WC2H 9JQ, United Kingdom
Nature of business
  • Management consultancy activities other than financial management (SIC 70229)

Directors and company secretaries

Name Role Born Appointed Other companies
David Nicholas Battey Director Jun 1980 3 Oct 2017 1 other company
Reimell Tagenath Ragnauth Director Mar 1975 1 Nov 2024 9 other companies
Lucy Battey Secretary Not published 3 Oct 2017 –

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
10
closed down
7
still active
3

In the full report: all 10 companies, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • All 3 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 31 October 2025Micro-entity accountsNot audited

Net assets

−£21.8k

Down £21.9k from £142

Employees (average)

2

+100% from 1

Owed within a year

£35.8k

+63% from £21.9k

Net assets are negative: on its last balance sheet the company owed £21.8k more than it owned.

The accounts for the year to 31 October 2025 do not tag turnover in a form that can be read automatically, so it is not shown. The last tagged figure is £66.5k, for the year to 31 October 2020.

Assets and liabilities

In the full report: all 7 years of accounts

  • Every year from 2019 to 2025
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company 10994492. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Lumaca Capital’s history from the FCA register and Companies House, newest first.

Key events (6) All events (10)

2024

1 November 2024

  • Lucy Battey stopped being a part-owner
  • Reimell Tagenath Ragnauth became a part-owner (25–50% of shares)

Companies House

2018

14 March 2018

  • Became an appointed representative

FCA register

2017

3 October 2017

  • Incorporated at Companies House
  • David Battey became a part-owner (25–50% of shares)
  • Lucy Battey became a part-owner (25–50% of shares)

Companies House

In the full report: all 10 events

  • All 10 events in its history (6 shown here)
  • Every director appointment and resignation: 4
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Firms like Lumaca Capital

Other firms of the same type (financial adviser), nearest first.

In London

SIX Financial Information UK LimitedLondonAppointed representativeBarrenjoey Investment Management (UK) LimitedLondonAppointed representativeMoonfare UK LimitedLondonAppointed representativeAlpha FX Institutional LimitedLondonAppointed representativeLCP Capital Solutions LimitedLondonAppointed representativeBrighton Park Capital UK LimitedLondonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Lumaca Capital

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 10 other companies its directors have run, named
  • 3 background checks on its contact details, 1 flagged
  • 7 years of accounts, charted
  • All 10 events in its history

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Frequently asked questions about this firm

Is Lumaca Capital Limited FCA authorised?
Lumaca Capital Limited (FRN 804025) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Lumaca Capital?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Lumaca Capital Limited (FRN 804025) is an AR of LEELA REGULATORY SOLUTIONS LIMITED (FRN 845185). When you use Lumaca Capital's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Lumaca Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Lumaca Capital’s phone number and website?
The FCA register lists the phone number 07717 533073 and the website lumacacapital.com for Lumaca Capital. If you were given different contact details, use these to check with the firm before going any further.
Is Lumaca Capital a scam or clone?
Lumaca Capital is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Lumaca Capital?
Protection works through Leela Regulatory Solutions Limited, the principal firm responsible for Lumaca Capital's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Lumaca Capital?
Companies House lists 2 people with significant control of Lumaca Capital: Mr Reimell Tagenath Ragnauth (25–50% of shares) and Mr David Battey (25–50% of shares). Before that, it was controlled by Mrs Lucy Battey.
Who runs Lumaca Capital?
Companies House lists 2 directors of Lumaca Capital: David Nicholas Battey and Reimell Tagenath Ragnauth.
How long has Lumaca Capital been in business?
The company was formed on 3 October 2017.
What do Lumaca Capital’s latest accounts show?
Its latest accounts, to 31 October 2025, show net assets of −£21.8k (down £21.9k from £142).

Sources and links

The full report on Lumaca Capital Limited

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