Mark Duguid

Reference number: 490793

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Appointed representative

Mark Duguid does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

First Complete Limited Reference number: 435779 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Mark Duguid (FRN 490793) is an AR of First Complete Limited (FRN 435779). When you use Mark Duguid's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Mark Duguid, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    01698 283206

  • Address

    33 Cadzow St, Hamilton, Lanarkshire, ML3 6EE, United Kingdom

In the full report: 2 background checks

  • What kind of line 01698 283206 is
  • Who else gives the postcode ML3 6EE
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Mark One Financial Services Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through First Complete Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Mark Duguid’s history from the FCA register and Companies House, newest first.

2008

29 October 2008

  • Became an appointed representative
  • Began trading as "Mark One Financial Services"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms connected to Mark Duguid

Other FCA-listed firms that share a director, phone number or address with Mark Duguid. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share its postcode
1

In the full report: the connected firm, named

  • How it is linked: the same postcode (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Mark Duguid

Other firms of the same type (mortgage adviser or broker), nearest first.

In Hamilton

3 Sigma Financial Solutions LtdHamiltonAppointed representativeA C Mortgage and ProtectionHamiltonAppointed representativeEvery Mortgage Matters LtdHamiltonAppointed representativeKenneth KellyHamiltonAppointed representativeRose Financial LimitedHamiltonAppointed representativeThe Mortgage Geek LtdHamiltonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Mark Duguid

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 2 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Mark Duguid FCA authorised?
Mark Duguid (FRN 490793) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Mark Duguid?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Mark Duguid (FRN 490793) is an AR of First Complete Limited (FRN 435779). When you use Mark Duguid's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Mark Duguid, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Mark Duguid’s phone number?
The FCA register lists the phone number 01698 283206 for Mark Duguid. If you were given different contact details, use these to check with the firm before going any further.
Is Mark Duguid a scam or clone?
Mark Duguid is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Mark Duguid?
Protection works through First Complete Limited, the principal firm responsible for Mark Duguid's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Mark Duguid use any other names?
It trades as Mark One Financial Services.

Sources and links

The full report on Mark Duguid

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