Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 14 years
- Protected through the principal
- No FCA actions
- Active company since 2009
- Confirmation statement is overdue at Companies House
Responsible principal firm
Moorgate Capital Group Ltd Reference number: 505208 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Moorgate Capital Advisors Ltd (FRN 572129) is an AR of Moorgate Capital Group Ltd (FRN 505208). When you use Moorgate Capital Advisors's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Moorgate Capital Advisors, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
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Address
N MOCKETT, moorgate, 22 KING STREET, 22 KING STREET, LONDON, LONDON, SW1Y 6QY, United Kingdom
In the full report: 2 background checks
- What kind of line 020 7060 7007 is, and the 2 other firms that give it
- Who else gives the postcode SW1Y 6QY
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Moorgate Capital Group Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
Concerns on the company record
- Confirmation statement is overdue at Companies House.
- Company number
- 07012158 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 8 September 2009 (17 years old)
- Registered office
- 20-22 Wenlock Road, London, N1 7GU
- Nature of business
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- Activities of venture and development capital companies (SIC 64303)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Nicholas Mockett | Director | Mar 1972 | 23 Apr 2010 | 6 other companies |
Other companies run by its director
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 6
- closed down
- 3
- is FCA-registered
- 1
In the full report: all 6 companies, named
- What each company does, and whether it is still trading
- Which of its director sits on each board, and since when
- Any that went into liquidation or administration
- The one on the FCA register
- All 4 people who have ever been directors, with their dates
Key dates in its history
Moorgate Capital Advisors’s history from the FCA register and Companies House, newest first.
2016
30 June 2016
- Moorgate Capital Group took control (75–100% of shares)
Companies House
2012
4 January 2012
- Became an appointed representative
FCA register
2009
8 September 2009
- Incorporated at Companies House
Companies House
In the full report: all 8 events
- All 8 events in its history (3 shown here)
- Every director appointment and resignation: 5
Firms connected to Moorgate Capital Advisors
Other FCA-listed firms that share a director, phone number or address with Moorgate Capital Advisors. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 2
- share a director
- 1
- share its phone number
- 2
In the full report: all 2 connected firms, named
- How each is linked: shared directors (1), the same phone number (2), the same postcode (2)
- Who links each one: the named directors, with dates
Firms like Moorgate Capital Advisors
Other firms of the same type (financial adviser), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Moorgate Capital Advisors
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 6 other companies its directors have run, named
- 2 background checks on its contact details
- All 8 events in its history
- 2 connected firms, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk