Nigel Sloam & Co

Reference number: 112937

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Authorised by the FCA

Nigel Sloam & Co is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When nigelsloam.co.uk first appeared online, and whether it can receive email
  • What kind of line 020 8209 1222 is, and the other firm that gives it
  • Who else gives the postcode N3 2SZ
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Sell or arrange insurance FSCS may apply
    Eligible insurance claims may be FSCS-protected, often 90%, or 100% for compulsory or long-term cover.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Assisting in the administration and performance of a contract of insurance
  • Making arrangements with a view to transactions in investments

Limits on what they may do

  • Only rights to/interests in permitted investments
    The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
  • Regulated activities incidental only.
    The firm must not carry on the specified REGULATED ACTIVITIES otherwise than in an incidental manner in the course of the provision by it of professional services (that is, services which do not consist of REGULATED ACTIVITIES)
  • May hold/control client money if rebated commission
    The general requirement not to hold or control CLIENT MONEY does not apply if the CLIENT MONEY arises from an agreement under which commission is rebated to the client.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Nigel Sloam & Co’s history from the FCA register and Companies House, newest first.

2023

6 November 2023

  • FCA recorded a standard requirement (Financial Promotions for own firm, ARs and other members of the group)

FCA register

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

31 March 2013

  • No longer regulated by the Financial Services Authority

FCA register

2002

28 August 2002

  • FCA imposed a requirement (May hold/control client money if rebated commission)

FCA register

22 March 2002

  • FCA imposed a requirement (Only rights to/interests in permitted investments)
  • FCA imposed a requirement (Regulated activities incidental only.)

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Supervised by The Institute of Actuaries from this date
  • Became authorised by the FCA

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms connected to Nigel Sloam & Co

Other FCA-listed firms that share a director, phone number or address with Nigel Sloam & Co. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
3
share its phone number
1
share its postcode
3

In the full report: all 3 connected firms, named

  • How each is linked: the same phone number (1), the same postcode (3)
  • Who links each one: the named directors, with dates
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Firms like Nigel Sloam & Co

Other firms of the same type (financial adviser), nearest first.

In London

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Nigel Sloam & Co

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details
  • All 9 events in its history
  • 3 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Nigel Sloam & Co FCA authorised?
Yes, Nigel Sloam & Co (FRN 112937) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as a financial adviser. The FCA has placed 3 limits on what it may do.
What is Nigel Sloam & Co’s phone number and website?
The FCA register lists the phone number 020 8209 1222 and the website nigelsloam.co.uk for Nigel Sloam & Co. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is Nigel Sloam & Co a scam or clone?
Nigel Sloam & Co is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Nigel Sloam & Co?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Nigel Sloam & Co to the Financial Ombudsman Service, free of charge.

Sources and links

The full report on Nigel Sloam & Co

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