Penrose Japan Ltd

Reference number: 1018633

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Penrose Japan Ltd (FRN 1018633) is an AR of Messels Limited (FRN 403323). When you use Penrose Japan's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Penrose Japan, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When penrose-japan.co.uk first appeared online, and whether it can receive email
  • What kind of line 07597 932859 is
  • Whether EC2A 4NE is a shared office: 81 other firms give it
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Messels Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
17 May 2023 (3 years old)
Registered office
86-90 Paul Street, London, England, EC2A 4NE, United Kingdom
Nature of business
  • Management consultancy activities other than financial management (SIC 70229)

Directors and company secretaries

Name Role Born Appointed Other companies
Yuki Soga Director Apr 1979 17 May 2023 None

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
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Filed accounts and finances

Year to 31 May 2025Micro-entity accountsNot audited

Net assets

£701

Up £700 from £1

Employees (average)

1

Same as 1

Assets and liabilities

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 14875423. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Penrose Japan’s history from the FCA register and Companies House, newest first.

2024

26 September 2024

  • Changed its registered name from "Penrose Japan Ltd."
  • Became an appointed representative

FCA register

2023

17 May 2023

  • Incorporated at Companies House
  • Yuki Soga took control (75–100% of shares)
  • Yuki Soga appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms like Penrose Japan

Other firms of the same type (financial adviser), nearest first.

In London

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Penrose Japan

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details, 1 flagged
  • All 5 events in its history

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Frequently asked questions about this firm

Is Penrose Japan Ltd FCA authorised?
Penrose Japan Ltd (FRN 1018633) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Penrose Japan?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Penrose Japan Ltd (FRN 1018633) is an AR of Messels Limited (FRN 403323). When you use Penrose Japan's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Penrose Japan, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Penrose Japan’s phone number and website?
The FCA register lists the phone number 07597 932859 and the website penrose-japan.co.uk for Penrose Japan. If you were given different contact details, use these to check with the firm before going any further.
Is Penrose Japan a scam or clone?
Penrose Japan is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Penrose Japan?
Protection works through Messels Limited, the principal firm responsible for Penrose Japan's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Penrose Japan?
Companies House lists one person with significant control of Penrose Japan: Yuki Soga (75–100% of shares).
Who runs Penrose Japan?
Companies House lists one director of Penrose Japan: Yuki Soga.
How long has Penrose Japan been in business?
The company was formed on 17 May 2023.
What do Penrose Japan’s latest accounts show?
Its latest accounts, to 31 May 2025, show net assets of £701 (up £700 from £1).

Sources and links

The full report on Penrose Japan Ltd

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