Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 9 years
- Protected through the principal
- No FCA actions
- Active company since 2013
- Accounts filed up to 31 March 2018
Responsible principal firm
BARR DAVIS & COMPANY LIMITED Reference number: 138881 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- PK Financial Planning and Investments Ltd (FRN 766029) is an AR of BARR DAVIS & COMPANY LIMITED (FRN 138881). When you use PK Financial Planning and Investments's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from PK Financial Planning and Investments, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
-
Address
18 Berkeley Street, London, W1J 8EB, United Kingdom
In the full report: 2 background checks
- What kind of line 07780 707025 is
- Who else gives the postcode W1J 8EB
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Barr Davis & Company Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company name
- PK FINANCIAL PLANNING & INVESTMENTS LIMITED
- Company number
- 08804456 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 6 December 2013 (12 years old)
- Registered office
- 13 Rossall Road, Thornton Cleveleys, Lancashire, FY5 1AP, United Kingdom
- Nature of business
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- Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Prahalathan Rajasekaran | Director | Mar 1970 | 6 Dec 2013 | 3 other companies |
| Prahalathan Rajasekaran | Secretary | Not published | 6 Dec 2013 | – |
Other companies run by its director
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 3
- closed down
- 1
- are FCA-registered
- 2
In the full report: all 3 companies, named
- What each company does, and whether it is still trading
- Which of its director sits on each board, and since when
- Any that went into liquidation or administration
- The 2 on the FCA register
Filed accounts and finances
Net assets
£22.8k
No earlier figure to compare
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
There is no turnover or profit: small companies do not have to publish them.
Accounts filed at Companies House for company 08804456. Figures are exactly as filed; nothing is estimated.
Key dates in its history
PK Financial Planning and Investments’s history from the FCA register and Companies House, newest first.
2016
1 December 2016
- Became an appointed representative
FCA register
6 April 2016
- Prahalathan Rajasekaran took control (75–100% of shares)
Companies House
2013
6 December 2013
- Incorporated at Companies House
- Prahalathan Rajasekaran appointed as a director
Companies House
Director appointments and resignations, and trading names, appear under All events.
Firms connected to PK Financial Planning and Investments
Other FCA-listed firms that share a director, phone number or address with PK Financial Planning and Investments. A link shows who the firm is tied to, not whether either can be trusted.
- past links
- 2
In the full report: all 0 connected firms, named
- 2 past links through former directors
Firms like PK Financial Planning and Investments
Other firms of the same type (financial adviser), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on PK Financial Planning and Investments
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 3 other companies its directors have run, named
- 2 background checks on its contact details
- All 4 events in its history
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Frequently asked questions about this firm
Is PK Financial Planning and Investments Ltd FCA authorised?
What does appointed representative mean for PK Financial Planning and Investments?
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Is PK Financial Planning and Investments a scam or clone?
Is my money safe with PK Financial Planning and Investments?
Who owns PK Financial Planning and Investments?
Who runs PK Financial Planning and Investments?
How long has PK Financial Planning and Investments been in business?
What do PK Financial Planning and Investments’ latest accounts show?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk