Plumtree Capital (US) LLP

Reference number: 963542

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Plumtree Capital Limited Reference number: 532076 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Plumtree Capital (US) LLP (FRN 963542) is an AR of Plumtree Capital Limited (FRN 532076). When you use Plumtree Capital (US)'s services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Plumtree Capital (US), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    020 7183 2493

  • Address

    Langley House, Park Road, London, N2 8EY, United Kingdom

In the full report: 2 background checks

  • What kind of line 020 7183 2493 is
  • Who else gives the postcode N2 8EY
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Plumtree Small Cap Opportunities LLP Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Plumtree Capital Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC438601
Company status
Active
Company type
Limited liability partnership
Incorporated
4 August 2021 (5 years old)
Registered office
Langley House, Park Road, London, N2 8EY, United Kingdom

Directors and company secretaries

Name Role Born Appointed Other companies
Stephen Michael Austin LLP designated member Feb 1967 4 Aug 2021 9 other companies
PLUMTREE CAPITAL LIMITED Corporate LLP designated member Not published 4 Aug 2021 1 other company

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
9
closed down
4
are FCA-registered
2

In the full report: all 9 companies, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The 2 on the FCA register
  • The 1 company these 2 directors run together
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Filed accounts and finances

Year to 31 August 2023Micro-entity accountsNot audited

Employees (average)

0

Same as 0

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company OC438601. Figures are exactly as filed; nothing is estimated.

Key dates in its history

Plumtree Capital (US)’s history from the FCA register and Companies House, newest first.

2025

30 April 2025

  • Changed its registered name from "Plumtree Small Cap Opportunities LLP"

FCA register

2021

6 November 2021

  • Became an appointed representative

FCA register

4 August 2021

  • Incorporated at Companies House
  • Plumtree Capital Limited took control (75–100% of shares)
  • Stephen Michael Austin took control (75–100% of shares)
  • Stephen Michael Austin appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms connected to Plumtree Capital (US)

Other FCA-listed firms that share a director, phone number or address with Plumtree Capital (US). A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share a director
1
share its postcode
3

In the full report: all 4 connected firms, named

  • How each is linked: shared directors (1), the same postcode (3)
  • Who links each one: the named directors, with dates
  • 1 past link through former directors
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Firms like Plumtree Capital (US)

Other firms of the same type (financial adviser), nearest first.

In London

SIX Financial Information UK LimitedLondonAppointed representativeBarrenjoey Investment Management (UK) LimitedLondonAppointed representativeMoonfare UK LimitedLondonAppointed representativeAlpha FX Institutional LimitedLondonAppointed representativeLCP Capital Solutions LimitedLondonAppointed representativeBrighton Park Capital UK LimitedLondonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Plumtree Capital (US)

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 9 other companies its directors have run, named
  • 2 background checks on its contact details
  • All 6 events in its history
  • 4 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Plumtree Capital (US) LLP FCA authorised?
Plumtree Capital (US) LLP (FRN 963542) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Plumtree Capital (US)?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Plumtree Capital (US) LLP (FRN 963542) is an AR of Plumtree Capital Limited (FRN 532076). When you use Plumtree Capital (US)'s services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Plumtree Capital (US), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Plumtree Capital (US)’s phone number?
The FCA register lists the phone number 020 7183 2493 for Plumtree Capital (US). If you were given different contact details, use these to check with the firm before going any further.
Is Plumtree Capital (US) a scam or clone?
Plumtree Capital (US) is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Plumtree Capital (US)?
Protection works through Plumtree Capital Limited, the principal firm responsible for Plumtree Capital (US)'s regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Plumtree Capital (US)?
Plumtree Capital (US) is owned by Plumtree Capital Limited, which holds 75–100% of votes, 75–100% of surplus assets, can appoint and remove the board and held through a firm, since 4 August 2021.
Who runs Plumtree Capital (US)?
Companies House lists 2 directors of Plumtree Capital (US): Stephen Michael Austin and Plumtree Capital Limited.
How long has Plumtree Capital (US) been in business?
The company was formed on 4 August 2021.
What do Plumtree Capital (US)’s latest accounts show?
Does Plumtree Capital (US) use any other names?
It has previously used the name Plumtree Small Cap Opportunities LLP.

Sources and links

The full report on Plumtree Capital (US) LLP

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