Roffey Wealth Management LLP
Reference number: 588236
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Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
St. James's Place Wealth Management Plc Reference number: 195351 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Roffey Wealth Management LLP (FRN 588236) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Roffey Wealth Management's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Roffey Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
Unit 24, Wellington Business Park, Duke's Ride, Crowthorne, RG45 6LS, United Kingdom
In the full report: 3 background checks
- When simonroffey.co.uk first appeared online, and whether it can receive email
- What kind of line 0118 907 9718 is
- Who else gives the postcode RG45 6LS
Other names (1)
If you were contacted under any of these names, it is this firm.
- Simon Roffey Former name: A name it was registered under before.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- OC442325 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 17 May 2022 (4 years old)
- Registered office
- Brookleigh, Milley Road, Walham St Lawrence, Berkshire, RG10 0JR
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Charlotte Roffey | LLP designated member | Aug 1976 | 17 May 2022 | 1 other company |
| Simon Nicholas Roffey | LLP designated member | Jul 1971 | 17 May 2022 | 2 other companies |
| Jordon Carpenter | LLP member | Nov 1994 | 18 Jun 2026 | None |
Other companies run by these 3 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 2
- still active
- 2
- run together
- 1
In the full report: all 2 companies, named
- What each company does, and whether it is still trading
- Which of these 3 directors sit on each board, and since when
- Any that went into liquidation or administration
- The 1 company these 3 directors run together
Key dates in its history
Roffey Wealth Management’s history from the FCA register and Companies House, newest first.
2023
26 April 2023
- Changed its registered name from "Simon Roffey"
FCA register
2022
17 May 2022
- Incorporated at Companies House
- Simon Nicholas Roffey took control (75–100% of shares)
Companies House
2012
14 September 2012
- Became an appointed representative
FCA register
In the full report: all 7 events
- All 7 events in its history (4 shown here)
- Every director appointment and resignation: 3
Firms connected to Roffey Wealth Management
Other FCA-listed firms that share a director, phone number or address with Roffey Wealth Management. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 3
- share its postcode
- 3
In the full report: all 3 connected firms, named
- How each is linked: the same postcode (3)
- Who links each one: the named directors, with dates
Firms like Roffey Wealth Management
Other firms of the same type (financial adviser), nearest first.
In Crowthorne
In the Reading (RG) postcode area
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Roffey Wealth Management
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 2 other companies its directors have run, named
- 3 background checks on its contact details
- All 7 events in its history
- 3 connected firms, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk