Roger London

Reference number: 419517

Instant download

Appointed representative

Roger London does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Roger London (FRN 419517) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Roger London's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Roger London, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07770 383768

  • Address

    Swan Mead, Coombe Hill Road, Kingston upon Thames, Surrey, KT2 7DY, United Kingdom

In the full report: 2 background checks

  • What kind of line 07770 383768 is
  • Who else gives the postcode KT2 7DY
Instant PDF download

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Firms like Roger London

Other firms of the same type (financial adviser), nearest first.

In Kingston upon Thames

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Roger London

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Roger London FCA authorised?
Roger London (FRN 419517) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Roger London?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Roger London (FRN 419517) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Roger London's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Roger London, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Roger London’s phone number?
The FCA register lists the phone number 07770 383768 for Roger London. If you were given different contact details, use these to check with the firm before going any further.
Is Roger London a scam or clone?
Roger London is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Roger London?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Roger London's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Sources and links

The full report on Roger London

£19.99 · Instant PDF download

Loading secure checkout…