Roger Pearce & Associates Ltd

Reference number: 211190

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Openwork Limited Reference number: 408285 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Roger Pearce & Associates Ltd (FRN 211190) is an AR of Openwork Limited (FRN 408285). When you use Roger Pearce & Associates's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Roger Pearce & Associates, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    029 2079 5424

  • Address

    Yew Tree House, 3 Clos Elphan, St. Mellons, Cardiff, South Glamorgan, CF3 2AE, United Kingdom

In the full report: 2 background checks

  • What kind of line 029 2079 5424 is
  • Who else gives the postcode CF3 2AE
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Roger Pearce Former name
  • Roger Pearce & Associates Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Openwork Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
13848230
Company status
Active
Company type
Private limited company
Incorporated
14 January 2022 (4 years old)
Registered office
Yew Tree House Clos Elphan, St Mellons, Cardiff, CF3 2AE, United Kingdom
Nature of business
  • Financial management (SIC 70221)

Directors and company secretaries

Name Role Born Appointed Other companies
Roger Alan Pearce Director Nov 1954 14 Jan 2022 2 other companies
Sarah Jane Pearce Director Mar 1958 14 Jan 2022 1 other company

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
2
still active
2
run together
1

In the full report: all 2 companies, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The 1 company these 2 directors run together
  • All 3 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 30 April 2025Small company accountsNot audited

Total equity

£9,509

Up £9,018 from £491

Cash at bank

£68.1k

+350% from £15.1k

Employees (average)

2

Same as 2

Owed within a year

£47.8k

+28% from £37.4k

Assets and liabilities

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 13848230. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Roger Pearce & Associates’s history from the FCA register and Companies House, newest first.

Key events (6) All events (11)

2022

3 March 2022

  • Changed its registered name from "Roger Pearce & Associates"

FCA register

14 January 2022

  • Incorporated at Companies House
  • Roger Alan Pearce became a part-owner (25–50% of shares)
  • Sarah Jane Pearce became a part-owner (25–50% of shares)

Companies House

2002

13 December 2002

  • Changed its registered name from "Roger Pearce"

FCA register

19 April 2002

  • Became an appointed representative

FCA register

In the full report: all 11 events

  • All 11 events in its history (6 shown here)
  • Every director appointment and resignation: 4
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Firms like Roger Pearce & Associates

Other firms of the same type (financial adviser), nearest first.

In Cardiff

Abram Partnership LtdCardiffAppointed representativeAdam Hughes Wealth Management LtdCardiffAppointed representativeAndrew PrattCardiffAppointed representativeAndrew VarleyCardiffAppointed representativeBen PerkinsCardiffAppointed representativeBen StringerCardiffAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Roger Pearce & Associates

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 other companies its directors have run, named
  • 2 background checks on its contact details
  • All 11 events in its history

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Frequently asked questions about this firm

Is Roger Pearce & Associates Ltd FCA authorised?
Roger Pearce & Associates Ltd (FRN 211190) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Roger Pearce & Associates?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Roger Pearce & Associates Ltd (FRN 211190) is an AR of Openwork Limited (FRN 408285). When you use Roger Pearce & Associates's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Roger Pearce & Associates, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Roger Pearce & Associates’ phone number?
The FCA register lists the phone number 029 2079 5424 for Roger Pearce & Associates. If you were given different contact details, use these to check with the firm before going any further.
Is Roger Pearce & Associates a scam or clone?
Roger Pearce & Associates is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Roger Pearce & Associates?
Protection works through Openwork Limited, the principal firm responsible for Roger Pearce & Associates's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Roger Pearce & Associates?
Companies House lists 2 people with significant control of Roger Pearce & Associates: Mr Roger Alan Pearce (25–50% of shares) and Mrs Sarah Jane Pearce (25–50% of shares).
Who runs Roger Pearce & Associates?
Companies House lists 2 directors of Roger Pearce & Associates: Roger Alan Pearce and Sarah Jane Pearce.
How long has Roger Pearce & Associates been in business?
The company was formed on 14 January 2022.
What do Roger Pearce & Associates’ latest accounts show?
Its latest accounts, to 30 April 2025, show total equity of £9,509 (up £9,018 from £491) and cash at bank of £68.1k (+350% from £15.1k).
Does Roger Pearce & Associates use any other names?
It has previously used 2 other names: Roger Pearce and Roger Pearce & Associates.

Sources and links

The full report on Roger Pearce & Associates Ltd

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