Shore Capital and Corporate Limited

Reference number: 146629

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When shorecap.co.uk first appeared online, and whether it can receive email
  • What kind of line 020 7408 4050 is, and the 2 other firms that give it
  • Who else gives the postcode SW1A 1LD
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Shore Capital Trading name
  • Puma Investment Management Services Ltd Former name

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (4 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

Limits on what they may do

  • Corporate finance business only.
    The firm must not conduct designated investment business other than corporate finance business.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
02083043
Company status
Active
Company type
Private limited company
Incorporated
11 December 1986 (39 years old)
Registered office
Cassini House, 57 St James's Street, London, SW1A 1LD, England
Nature of business
  • Management consultancy activities other than financial management (SIC 70229)

Directors and company secretaries

Name Role Born Appointed Other companies
Stephane Marc Auton Director Mar 1978 4 Sep 2012 None
Mark Richard Percy Director Apr 1968 29 May 2019 1 other company
Simon Peter Fine Director Jul 1964 18 Nov 2019 8 other companies
Pedro Sergio Bastos Pinto Director Jul 1972 7 Nov 2022 2 other companies
Frederick Johannes Calitz Director Sep 1978 17 Jan 2023 8 other companies
Richard John Fagan Director May 1980 11 Dec 2025 1 other company
Frederick Johannes Calitz Secretary Not published 1 Jan 2026 –

Other companies run by these 6 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
16
closed down
9
are FCA-registered
2

In the full report: all 16 companies, named

  • What each company does, and whether it is still trading
  • Which of these 6 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The 2 on the FCA register
  • The 2 companies these 6 directors run together
  • All 17 people who have ever been directors, with their dates
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Key dates in its history

Shore Capital and Corporate’s history from the FCA register and Companies House, newest first.

Key events (8) All events (39)

2016

6 April 2016

  • Shore Capital Markets Limited took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • FCA imposed a requirement (Corporate finance business only.)
  • Became authorised by the FCA

FCA register

1990

5 July 1990

  • Regulated by the Securities and Futures Authority from this date

FCA register

25 June 1990

  • Changed its registered name from "Puma Investment Management Services Ltd"

FCA register

1986

11 December 1986

  • Incorporated at Companies House

Companies House

In the full report: all 39 events

  • All 39 events in its history (8 shown here)
  • Every director appointment and resignation: 25
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Firms connected to Shore Capital and Corporate

Other FCA-listed firms that share a director, phone number or address with Shore Capital and Corporate. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share a director
1
share its phone number
2

In the full report: all 4 connected firms, named

  • How each is linked: shared directors (1), the same phone number (2), the same postcode (4)
  • Who links each one: the named directors, with dates
  • 1 past link through former directors
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Firms like Shore Capital and Corporate

Other firms of the same type (financial adviser), nearest first.

In London

Ernst & Young LLPLondonAuthorisedGallagher (Administration & Investment) LimitedLondonAuthorisedGallagher Risk & Reward LimitedLondonAuthorisedKroll Securities LtdLondonAuthorisedCambridge Mercantile Risk Management (UK) LtdLondonAuthorisedCapita Pension Solutions LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Shore Capital and Corporate

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 16 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 39 events in its history
  • 4 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Shore Capital and Corporate Limited FCA authorised?
Yes, Shore Capital and Corporate Limited (FRN 146629) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as a financial adviser. The FCA has placed a limit on what it may do.
What is Shore Capital and Corporate’s phone number and website?
The FCA register lists the phone number 020 7408 4050 and the website shorecap.co.uk for Shore Capital and Corporate. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by 2 other FCA firms.
Is Shore Capital and Corporate a scam or clone?
Shore Capital and Corporate is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Shore Capital and Corporate?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Shore Capital and Corporate to the Financial Ombudsman Service, free of charge.
Who owns Shore Capital and Corporate?
Shore Capital and Corporate is owned by Shore Capital Markets Limited, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 6 April 2016.
Who runs Shore Capital and Corporate?
Companies House lists 6 directors of Shore Capital and Corporate: Stephane Marc Auton, Mark Richard Percy, Simon Peter Fine, Pedro Sergio Bastos Pinto, Frederick Johannes Calitz and Richard John Fagan.
How long has Shore Capital and Corporate been in business?
The company was formed on 11 December 1986, and has held its current FCA authorisation since December 2001.
Does Shore Capital and Corporate use any other names?
It trades as Shore Capital. It has previously used the name Puma Investment Management Services Ltd.

Sources and links

The full report on Shore Capital and Corporate Limited

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