Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
SPF Private Clients Limited Reference number: 189213 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- SPF Private Clients (Channel Islands) Limited (FRN 1058322) is an AR of SPF Private Clients Limited (FRN 189213). When you use SPF Private Clients (Channel Islands)'s services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from SPF Private Clients (Channel Islands), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Website
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Phone number
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Address
Floor 3, Harbour House, South Esplanade, St. Peter Port, Guernsey, Channel Isles, GY1 1AP, United Kingdom
In the full report: 3 background checks
- When spf.gg first appeared online, and whether it can receive email
- What kind of line 020 7330 8568 is
- Who else gives the postcode GY1 1AP
FCA permissions and consumer protection
- Protection through the principal firmProtection works through SPF Private Clients Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Firms like SPF Private Clients (Channel Islands)
Other firms of the same type (financial adviser), nearest first.
In the Guernsey (GY) postcode area
Elsewhere in the UK
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
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Frequently asked questions about this firm
Is SPF Private Clients (Channel Islands) Limited FCA authorised?
What does appointed representative mean for SPF Private Clients (Channel Islands)?
What is SPF Private Clients (Channel Islands)’s phone number and website?
Is SPF Private Clients (Channel Islands) a scam or clone?
Is my money safe with SPF Private Clients (Channel Islands)?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk