Thi Tung Chau Le

Reference number: 1013177

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Appointed representative

Thi Tung Chau Le does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Thi Tung Chau Le (FRN 1013177) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Thi Tung Chau Le's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Thi Tung Chau Le, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07878 488888

  • Address

    Unit 1.1 East, 116 Brompton Road, London, Westminster, SW3 1JJ, United Kingdom

In the full report: 2 background checks, 1 thing worth a closer look

  • What kind of line 07878 488888 is
  • Whether SW3 1JJ is a shared office: 116 other firms give it
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Eastern Horizon Wealth Management Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Thi Tung Chau Le’s history from the FCA register and Companies House, newest first.

2024

5 June 2024

  • Became an appointed representative
  • Began trading as "Eastern Horizon Wealth Management"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Thi Tung Chau Le

Other firms of the same type (financial adviser), nearest first.

In London

SIX Financial Information UK LimitedLondonAppointed representativeBarrenjoey Investment Management (UK) LimitedLondonAppointed representativeMoonfare UK LimitedLondonAppointed representativeAlpha FX Institutional LimitedLondonAppointed representativeLCP Capital Solutions LimitedLondonAppointed representativeBrighton Park Capital UK LimitedLondonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Thi Tung Chau Le

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details, 1 flagged
  • All 2 events in its history

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Frequently asked questions about this firm

Is Thi Tung Chau Le FCA authorised?
Thi Tung Chau Le (FRN 1013177) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Thi Tung Chau Le?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Thi Tung Chau Le (FRN 1013177) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Thi Tung Chau Le's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Thi Tung Chau Le, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Thi Tung Chau Le’s phone number?
The FCA register lists the phone number 07878 488888 for Thi Tung Chau Le. If you were given different contact details, use these to check with the firm before going any further.
Is Thi Tung Chau Le a scam or clone?
Thi Tung Chau Le is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Thi Tung Chau Le?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Thi Tung Chau Le's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Thi Tung Chau Le use any other names?
It trades as Eastern Horizon Wealth Management.

Sources and links

The full report on Thi Tung Chau Le

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