Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
ES Risks Limited Reference number: 565023 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Tritech Brokers Limited (FRN 1036171) is an AR of ES Risks Limited (FRN 565023). When you use Tritech Brokers's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Tritech Brokers, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
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Address
America House, 2 America Square, London, City Of London, EC3N 2LU, United Kingdom
In the full report: 2 background checks
- What kind of line 07828 953138 is
- Who else gives the postcode EC3N 2LU
FCA permissions and consumer protection
- Protection through the principal firmProtection works through ES Risks Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Firms connected to Tritech Brokers
Other FCA-listed firms that share a director, phone number or address with Tritech Brokers. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- no longer authorised
- 1
- share its postcode
- 1
In the full report: the connected firm, named
- How it is linked: the same postcode (1)
- Who links it to this firm: the named directors, with dates
Firms like Tritech Brokers
Other firms of the same type (financial adviser), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Tritech Brokers
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 2 background checks on its contact details
- 1 connected firm, named, and who links them
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Frequently asked questions about this firm
Is Tritech Brokers Limited FCA authorised?
What does appointed representative mean for Tritech Brokers?
What is Tritech Brokers’ phone number?
Is Tritech Brokers a scam or clone?
Is my money safe with Tritech Brokers?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk