Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
Kroll Securities Ltd Reference number: 466588 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Brockton Capital LLP (FRN 449187) is an AR of Kroll Securities Ltd (FRN 466588). When you use Brockton Capital's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Brockton Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
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Address
89-91 Wardour Street, London, W1F 0UB, United Kingdom
In the full report: 2 background checks
- What kind of line 020 7220 2500 is
- Who else gives the postcode W1F 0UB
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Kroll Securities Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- OC313315 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 19 May 2005 (21 years old)
- Registered office
- 89 Wardour Street, London, W1F 0UB, United Kingdom
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| David Benjamin Marks | LLP designated member | Jun 1969 | 19 May 2005 | 83 other companies |
| Jason Marshall Blank | LLP designated member | Aug 1971 | 19 May 2005 | 25 other companies |
| Michael Daniel Marks | LLP member | Jan 1980 | 3 Dec 2012 | 59 other companies |
| Tracy Anne Dossett | LLP member | Jun 1976 | 24 Jun 2013 | 19 other companies |
| Daniel Anthony Brown | LLP member | Apr 1977 | 15 Sep 2014 | 49 other companies |
| Richard Grant Selby | LLP designated member | Jun 1969 | 1 Dec 2016 | 81 other companies |
| BROCKTON EVERLAST MANAGEMENT LIMITED | Corporate LLP member | Not published | 22 Mar 2018 | None |
Other companies run by these 7 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 192
- closed down
- 93
- went insolvent
- 5
In the full report: all 192 companies, named
- What each company does, and whether it is still trading
- Which of these 7 directors sit on each board, and since when
- The 5 that went into liquidation or administration
- The 53 companies these 7 directors run together
- All 56 people who have ever been directors, with their dates
Key dates in its history
Brockton Capital’s history from the FCA register and Companies House, newest first.
2021
31 August 2021
- Andrew Mark Lobb no longer has significant control
Companies House
2018
22 March 2018
- Brockton Everlast Management Limited took control (75–100% of shares)
- Daniel Anthony Brown gained significant control
- Michael Daniel Marks gained significant control
- Tony Edgley no longer has significant control
Companies House
31 January 2018
- Simon Samuels no longer has significant control
Companies House
2017
19 May 2017
- Tracy Anne Dossett gained significant control
Companies House
2016
6 April 2016
- Andrew Mark Lobb gained significant control
- David Benjamin Marks gained significant control
- Jason Marshall Blank gained significant control
- Richard Grant Selby gained significant control
- Simon Samuels gained significant control
- Tony Edgley gained significant control
Companies House
2006
13 March 2006
- Became an appointed representative
FCA register
2005
19 May 2005
- Incorporated at Companies House
Companies House
In the full report: all 111 events
- All 111 events in its history (15 shown here)
- Every director appointment and resignation: 96
Firms like Brockton Capital
Other firms of the same type (financial adviser), nearest first.
In London
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Get the full report on Brockton Capital
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- 192 other companies its directors have run, named
- 2 background checks on its contact details
- All 111 events in its history
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk