Laurium Capital UK Ltd

Reference number: 972300

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Kroll Securities Ltd Reference number: 466588 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Laurium Capital UK Ltd (FRN 972300) is an AR of Kroll Securities Ltd (FRN 466588). When you use Laurium Capital UK's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Laurium Capital UK, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    +1 345 547 7159

  • Address

    OFFICE G.05 85, GRESHAM STREET, London, EC2V 7NQ, United Kingdom

In the full report: 2 background checks

  • What kind of line +1 345 547 7159 is
  • Who else gives the postcode EC2V 7NQ
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Kroll Securities Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
10169478
Company status
Active
Company type
Private limited company
Incorporated
9 May 2016 (10 years old)
Registered office
Office G.05 85 Gresham Street, London, EC2V 7NQ, England
Nature of business
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Directors and company secretaries

Name Role Born Appointed Other companies
David Ross Winckler Director May 1989 1 Jan 2023 None
Denise Bands Director May 1963 31 Mar 2023 None
Jacques De Swardt Director Aug 1992 31 Mar 2023 None

In the full report: every company its directors have run

  • Confirmation that these 3 directors run no other company
  • All 5 people who have been directors, with their dates
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Filed accounts and finances

Year to 30 April 2025Abridged accountsNot audited

Net assets

£548k

+102% from £271k

Cash at bank

£410k

No earlier figure to compare

Employees (average)

1

Same as 1

Owed within a year

£49.9k

−28% from £69.4k

Assets and liabilities

In the full report: all 6 years of accounts

  • Every year from 2020 to 2025
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 10169478. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Laurium Capital UK’s history from the FCA register and Companies House, newest first.

Key events (9) All events (16)

2023

31 March 2023

  • Jaclyn Petrone no longer has significant control
  • Jacques De Swardt gained significant control

Companies House

2022

17 March 2022

  • Became an appointed representative

FCA register

2016

9 May 2016

  • Incorporated at Companies House
  • Gavin Vorwerg became a part-owner (25–50% of shares)
  • Gavin Vorwerg stopped being a part-owner
  • Jaclyn Petrone gained significant control
  • Murray Winckler became a part-owner (25–50% of shares)
  • Murray Winckler stopped being a part-owner

Companies House

In the full report: all 16 events

  • All 16 events in its history (9 shown here)
  • Every director appointment and resignation: 7
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Firms like Laurium Capital UK

Other firms of the same type (financial adviser), nearest first.

In London

SIX Financial Information UK LimitedLondonAppointed representativeMagellan Investment Partners (UK) LimitedLondonAppointed representativeMoonfare UK LimitedLondonAppointed representativeAlpha FX Institutional LimitedLondonAppointed representativeLCP Capital Solutions LimitedLondonAppointed representativeBrighton Park Capital UK LimitedLondonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Laurium Capital UK

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • 6 years of accounts, charted
  • All 16 events in its history

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Frequently asked questions about this firm

Is Laurium Capital UK Ltd FCA authorised?
Laurium Capital UK Ltd (FRN 972300) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Laurium Capital UK?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Laurium Capital UK Ltd (FRN 972300) is an AR of Kroll Securities Ltd (FRN 466588). When you use Laurium Capital UK's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Laurium Capital UK, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Laurium Capital UK’s phone number?
The FCA register lists the phone number +1 345 547 7159 for Laurium Capital UK. If you were given different contact details, use these to check with the firm before going any further.
Is Laurium Capital UK a scam or clone?
Laurium Capital UK is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Laurium Capital UK?
Protection works through Kroll Securities Ltd, the principal firm responsible for Laurium Capital UK's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Laurium Capital UK?
Companies House lists one person with significant control of Laurium Capital UK: Mr Jacques De Swardt (significant influence or control). Before that, it was controlled by Mr Gavin Vorwerg, Mr Murray Winckler and Mr Jaclyn Petrone.
Who runs Laurium Capital UK?
Companies House lists 3 directors of Laurium Capital UK: David Ross Winckler, Denise Bands and Jacques De Swardt.
How long has Laurium Capital UK been in business?
The company was formed on 9 May 2016.
What do Laurium Capital UK’s latest accounts show?
Its latest accounts, to 30 April 2025, show net assets of £548k (+102% from £271k) and cash at bank of £410k (no earlier figure to compare).

Sources and links

The full report on Laurium Capital UK Ltd

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