Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
Kroll Securities Ltd Reference number: 466588 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Mudrick Capital Management (UK) Ltd (FRN 827614) is an AR of Kroll Securities Ltd (FRN 466588). When you use Mudrick Capital Management (UK)'s services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Mudrick Capital Management (UK), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
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Address
38 Jermyn Street, Suite 1C, London, SW1Y 6DN, United Kingdom
In the full report: 2 background checks
- What kind of line 020 8049 5401 is
- Who else gives the postcode SW1Y 6DN
Other names (1)
If you were contacted under any of these names, it is this firm.
- Mudrick Capital Management Ltd Former name: A name it was registered under before.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Kroll Securities Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 11455561 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 9 July 2018 (8 years old)
- Registered office
- 4th Floor Phoenix House, 1 Station Hill, Reading, Berkshire, RG1 1NB, United Kingdom
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Jason Mudrick | Director | Feb 1975 | 9 Jul 2018 | None |
In the full report: every company its directors have run
- Confirmation that its director runs no other company
Key dates in its history
Mudrick Capital Management (UK)’s history from the FCA register and Companies House, newest first.
2019
12 June 2019
- Changed its registered name from "Mudrick Capital Management Ltd"
FCA register
2018
3 December 2018
- Became an appointed representative
FCA register
9 July 2018
- Incorporated at Companies House
- Jason Mudrick took control (75–100% of shares)
- Jason Mudrick appointed as a director
Companies House
Director appointments and resignations, and trading names, appear under All events.
Firms connected to Mudrick Capital Management (UK)
Other FCA-listed firms that share a director, phone number or address with Mudrick Capital Management (UK). A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 3
- share its postcode
- 3
In the full report: all 3 connected firms, named
- How each is linked: the same postcode (3)
- Who links each one: the named directors, with dates
Firms like Mudrick Capital Management (UK)
Other firms of the same type (financial adviser), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Mudrick Capital Management (UK)
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- Every company its directors have run, named
- 2 background checks on its contact details
- All 5 events in its history
- 3 connected firms, named, and who links them
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Frequently asked questions about this firm
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Who runs Mudrick Capital Management (UK)?
How long has Mudrick Capital Management (UK) been in business?
Does Mudrick Capital Management (UK) use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk